(Thesis. S.C. van Doesburgh, Leiden 1927)
Translated by Astrid K.H. Klein Sprokkelhorst
The publication of a study on the state and the law of nations might require
justification, though we do not wish to imply that there is no interest in the
subject. Ever since GROTIUS' works were published, and the medieval concept
of the unity of mankind almost entirely disappeared, this relationship has remained
the subject of scholarly explorations, whose number in recent years has increased
rather than diminished. This endless series of essays does not seem to have
brought us closer to a solution and opinion is still as divided, and on the same
issues, as it was in the period following the publication of de Jure Belli ac Pacis.
Thus, it might well seem superfluous and even arrogant to wish to add another few
pages of print to this series of serious explorations, and to increase the sententiae
peritorum with yet another, imperiti inexpertique studiosi.
A Dutch professor (1), looking back on this long procession
of authors, each attempting to find a new application of the same
solutions, compared the process to a man standing on a lonely mountain
top, vainly attempting to seize hold of fantastic flamingo-like birds
sweeping over his head, to symbolize the disheartening feeling
overpowering those who consider the history of the doctrine merely as a
senseless tangle of conflicting and contradictory opinions. The prospect
might incline the weak in spirit to abandon any further research in order
to reconcile themselves to the apparent impossibility of ever resolving
the problem. But even if no other arguments stood blocking the way to such
a capitulation, positive law itself does not allow of it. There is,
namely, a provision in the law of nations which relates directly to the
issues presently being debated on the law of nations. Article 38 of the
Statute of the Permanent Court of International Justice is nothing other
than the legal embodiment of the answer to one of these issues. Moreover,
the criticism levelled against the article is equally directly related to
those same issues involved in the relationship between the state and the
law of nations.
This study has, then, been prompted by and is based on that same article and
on the criticism to which it has been subjected. The inevitable consequence is that
the lesson history is supposed to have taught us, i.e., that the problem cannot be
resolved, which would seem to follow from the history of doctrine, must be looked
at critically and studied anew. Even if the metaphor of the flamingoes were to be
merely the poetic expression of a more or less covert agnosticism (2), the scholar who wishes to raise questions regarding
positive law which will in due course require an answer, should still stop
to reconsider before reconciling himself to the implications of such an
attitude. Let there be no doubt that such questions do arise in connection
with Article 38. The extensive debates which accompanied its final editing
and the criticism which followed publication clearly indicate this.
The
starting point of the present contribution is hereby delineated.
A
critical investigation into the history of doctrine is called for. First
of all, to prove that the metaphor of the flamingoes and its sceptical
conclusions are unfounded, but above all because the only escape from
reproach for yet another useless proliferation of opinion is to be found
by heeding the lessons of history. Moreover, the last thing we wish to do
is to put forward personal opinions. We have rather endeavoured to put
forward arguments which, as we shall see, have only faded into the
background because the lessons of history have been neglected. We hope to
prove that HEGEL's exposition of the relationship between states and
supranational law has never been given the attention it deserves.
The
second part of this study then, attempts to rehabilitate this neglected
doctrine, and to retrace HEGEL's misjudged train of thought, avoiding the
possible causes of that misjudgement on the way. We close by taking the
liberty of returning to the starting-point of these reflections by
applying the doctrine we have advocated to the issues arising from Article
38. Although they were merely the cause, and not the purpose of our
explorations, we have chosen to conclude thus, in order to prove that the
doctrine we consider to be correct does not violate reality by introducing
lopsided abstractions, and is, indeed, the only doctrine capable of coping
with the nature of the problems and of providing a solution.
To conclude, we freely admit that the defence of this
doctrine is of special concern to us because of the wider philosophical
context in which it rightfully belongs. However, we believe that even
without that context, the defence of the doctrine as a more or less
autonomous theory will prove to be of value.
CHAPTER I
THE LAW OF NATIONS - THEORIES: GROTIUS TO HEGEL
1. GROTIUS distinguishes two categories affecting inter-state relationships as
rules of law, the jus naturale and the jus gentium. The former consists of the rules
of recta ratio ('dictatum rectae rationis') (3) and cannot be altered by anyone, not
even by God. (4) The jus gentium, however, 'id est quod gentium omnium aut
multarum voluntate vim obligandi accepit', (5) seems to be based on the wills of the nations involved. This
also answers the question we should pose: Does GROTIUS recognize
supranational rules that do not depend on individual states for their
recognition? Clearly, the answer should then be: Yes, viz., all those
rules which are part of natural law; the remaining rules are based on the
consensus of states.
The words 'gentium omnium aut multarum voluntate', however, make us
hesitate to accept such a hasty conclusion, especially when GROTIUS
immediately goes on to say: 'multarum addidi, quia vix ullum jus reperitur extra
jus naturale, quod ipse quoque gentium dici solet, omnium gentium commune'. (6)
Before we formulate our answer, we obviously need to find out if those states
which are exceptions in that they have not recognized the jus gentium rule in
question, are nevertheless bound by it. In this case its binding force cannot be
found in its recognition by the selfsame states, and the words 'consensus gentium'
must mean something other than inter-state agreement. This becomes clear when
we read: 'usus sum etiam ad huius juris probationem testimoniis philosophorum,
historicorum, poetarum, postremo et oratorum . . . quod ubi multi diversis
temporibus ac locis idem pro certo affirmant, id ad causam universalem referri
debeat: quae in nostris quaestionibus alia esse non potest, quam aut recta illatio
ex naturae principiis procedens, aut communis aliquis consensus. Illa jus naturae
indicat, hic jus gentium'. (7) Hence, it is not so much the consensus of states as
separate political entities which imparts a binding force to the jus gentium, but
rather the testimony of the spokesmen of all humanity which proves that a rule of
law is universally considered valid. 'Probatur autem hoc jus gentium pari modo
quo jus non scriptum civile, usu continuo et testimonio peritorum'. (8) And
elsewhere again: 'recurrendum igitur tum ad sapientium judicia tum ad
coniecturas'. (9) Once it has been established in this manner that a rule must be
considered part of the jus gentium, then all sovereigns are bound by it 'etiamsi
nihil promiserint'. (10)
In present-day terminology it could be said that GROTIUS requires as proof of
its existence: 'usus continuus et testimonium peritorum'. His use of the word
consensus detracts nothing from this. He never envisages a truly unanimous
statement. The conjectures and presumptions which are resorted to when the facts
are contradictory (11) and the existence of a custom cannot be found, are, strictly
speaking, improper means to fulfill the demand of actual consensus. Indeed, it is
continually evident that this unanimity is seen rather as a construction to explain
the validity of the jus gentium, disregarding its actualization, i.e., the actual
existence of consensus. The question of the basis for the validity of legal rules can
only be answered in two ways, according to GROTIUS: it is either natural law, or
it is based on man's free will: 'quod enim ex certis principiis certa argumentatione
deduci non potest et tamen ubique observatum apparet, sequitur ut ex voluntate
libera ortum habeat'. (12)
In view of the above, it is obvious that this voluntas libera is not the will of
sovereign political entities or states, but the will of the human race as a whole, as
manifest in custom and in the opinions of its most civilized and most outstanding
members. (13)
2. The views of authors who have written on the jus gentium since GROTIUS are
usually divided into three groups. They either consider that natural law is the sole
source of supranational rules, or that the jus voluntarium is an additional source,
or that the latter is the sole source of these obligations. The first group can be dealt
with most swiftly: those who flatly deny HUIG DE GROOT's jus voluntarium and
only wish to consider natural law, per hypothesim, will
adopt the view that supranational rules exist, regardless of their
recognition by the states involved.
Those who think, like PUFENDORFF, that the law of nations exists only as jus
naturale and is valid 'quippe cum consensus humani generis fit mancus', have
come up with a quick answer which is, however, unsatisfactory. (14)
This
is not the case with the two other groups, whose answers are less simple,
but more significant. ZOUCHE, TEXTOR, HUBER, WOLFF and VATTEL follow, more
or less, GROTIUS' doctrine. RACHEL, BYNKERSHOEK, MOSER and DE MARTENS
increasingly repudiate natural law as a separate complex of norms, and
only find positive law in custom and treaties, adding the proviso that no
rule is binding upon a state until the latter has accepted it explicitly
or implicitly.
HUBER deviates very little from GROTIUS' train of thought. 'Jus gentium', he
says, is that 'quod voluntate omnium aut sane cultiorum gentium vim obligandi
accepit'. (15) However, he makes it abundantly clear that voluntas gentium does not
imply the will of every or almost every state; rather, he seems to hold GROTIUS'
view that what matters is 'consensus humani generis', the will of the human race.
The rules of jus gentium are 'nullius certi populi autoritate introducta vel
excognita', (16) and elsewhere he juxtaposes the 'jus certi populi' and the 'leges
naturae totiusque humani generis instituta' in order to prove that sovereigns are
bound by the latter, but not by the former. (17) So here, as in GROTIUS, we find the
concept that the human race taken as a whole produces the rules of the jus gentium
and that the states as political
entities do not yet playa part in it.
The same occurs in TEXTOR, (18) who has, in addition, a special significance,
owing to his elaboration of the idea, already present in GROTIUS, that custom
does not bring about law, but is merely evidence of its existence. In the first place
he stresses the point that consensus among most and especially among the more
highly developed nations is enough to assume the existence of a rule of law: 'ubi
primo extra controversiam est sufficere plerarumque gentium consensus et
imprimis cultiorum'. (19) Like natural law, the jus gentium is based on the ratio
naturalis, but differs from the latter in the way in which it is deduced from it: not
directly, but 'mediante gentium exercitio'. (20) The consequence must be that thejus
gentium remains valid, notwithstanding any unilateral declaration to the contrary.
The established rule of law loses its validity only if it can be proved that all or
most parties desire its content to be changed: 'non dum hoc ipso; (viz., a unilateral
contradictory act) 'jus gentium illud mutatum probasset, nisi demonstrasset
omnium vel plurium gentium consensus contrarium'. (21) For those who want to
invoke a rule of the law of nations, the fact that all or several parties have acted
in this manner will be sufficient evidence. The onus to the contrary rests with the
defendant. 'Sufficiat omnium vel plurium gentium usum sanae rationi conformem
demonstrare, jam enim praesumptive probatum esse juris gentium, quod tale fit,
et alteri qui contrarium defendere volet incumbet onus probandi usus contrarii'. (22)
Hence, also in TEXTOR the consensus gentium does not yet mean that the
validity of the jus gentium can be based on its recognition by every state involved.
His ideas tend towards those of PUFENDORFF, to the extent that he believes that
its validity can only be based on the ratio naturalis. However, he deviates from
PUFENDORFF in that he does not consider the recognition by the states
altogether insignificant for the jus gentium, but still considers it as evidence. Thus,
the consensus gentium becomes the cognitive source of supranational law; not the basis of
its validity.
It is not until ZOUCHE that the significance of sovereign states comes to the fore.
It is known that the words 'jus inter gentes', which may well have been incorrectly
attributed to him, were adopted by D'AGUESSEAU in 1716 and eventually
explicitly advocated by BENTHAM in 1789, to become fully domesticated in our
time. (23) It seems, though, that the terminology ZOUCHE used in his works has not
had much influence on the theory and its further development. (24)
However, in ZOUCHE'S works a significant development can be seen in the
doctrine enunciated by HUIG DE GROOT. Indeed, every now and again his
words express his concept of jus gentium as a right of, and for, nations. The latter have an
obligation to contribute to its development and are subject to its
rule.
For jus gentium, according to ZOUCHE, is 'quod inter Principes vel populos
diversarum gentium communiter intercedit', (25) and it applies 'inter eas gentes aut
populos, penes quos est imperium vel universalis et summa potestas'. (26) The idea
of an international community of individuals is permanently replaced by that of
a community of states, and thus GROTIUS' work is completed. (27)
Now VATTEL, one of WOLFF'S disciples, does nothing more than
consistently develop this theory. The law of nations deals exclusively with free,
independent states and the natural law obtaining among them can therefore only
be 'loi naturelle appliquée'. (28) And in no
way can it be equal to the law obtaining among individuals. But the idea
of states as independent entities, which has replaced the idea of a
community of the human race, has further consequences. In contrast to the
medieval concept of unity, still clearly distinguishable in GROTIUS,
greater emphasis is now laid on this independence, and its inherent
consequences are further developed.
'Chaque État souverain se prétend et est effectivement indépendant de tous les
autres'. (29) WOLFF'S Civitas Maxima is a fallacy, 'ni bien juste ni assez solide pour
en déduire les règles d'un droit des Gens ... ' (30) In every society there should be a
supreme power with a right to impose its will on others as a rule of law, and to
enforce obedience. 'Or on ne peut rien concevoir, ni rien supposer de semblable
entre les nations'. (31) The applied natural law obtaining among them must,
therefore, be void of any sanctions, it exists only for the conscience: 'les nations
étant libres et indépendantes, quoique les actions de l'une soient illégitimes et
condamnables suivant les loix de la conscience, les autres sont obligées de les
souffrir. La liberté de cette Nation ne demeurerait pas entière si les autres
s'arrogeaient une inspection et des droits sur sa conduite'. (32) 'De cette liberté et
indépendance, il suit que c'est à chaque nation de juger de ce que la conscience
exige d'elle. Une autre ne peut la contraindre à agir de telle ou telle manière'. (33) 'Si
elle abuse de la liberté, elle pèche, mais les autres doivent le souffrir, n'ayant
aucun droit de lui commander'. (34) Therefore, says VATTEL, it is but 'un droit
imparfait' that rules the states. And DE LAPRADELLE, in his foreword to the
Carnegie Foundation edition, further explains this: 'du droit imparfait au droit
parfait, la différence n'est donc pas de la morale au droit, car dans l'esprit de
VATTEL la faculté de demander est déja un droit'. But "l'esprit de VATTEL" is
not ours and therefore we do not hesitate to eject VATTEL'S natural law,
applicable solely as a matter for the conscience, from the realm of legal norm and
to relegate it to that of morality. (35) Hence in VATTEL, true supranational law can
only be found in the explicit or implicit agreement between states, in treaties or
in custom. In his work the concept of the sovereignty of states leading to an
absolute repudiation of any legal restraint not deducible from their own sovereign
wills comes to full flower. In essence, his conclusions correspond to those ideas
the positivists use as their basic premise
.
3. Just as the true nature of the jus gentium (that it
is the law of, and for, independent states) was not immediately fully
understood, neither were the inherent consequences of the positivist
doctrine that custom and treaties are the exclusive sources of the law of
nations immediately developed in full.
RACHEL, whose views on the jus gentium have been called 'epochmaking for
positivism' (36) postulates that 'the law of nations is based on the consensus of states;
for neither states nor free nations have power over each other . . . let alone that
several free nations and states would be subjected to one power. So that, when
they are united by a law that is not based on nature and to which they must all
adhere, this law must necessarily be based on consensus'. (37) Hence, the jus gentium
is the law 'plurium liberarum gentium pacto sive placito expresse aut tacite
initum'. (38) Does this imply that every state is only bound by rules it has recognized
itself? We would hesitate to confirm this. RACHEL makes a distinction between
jus gentium commune and jus gentium proprium, more or less similar to the
distinction between jus non scriptum and jus scriptum. (39) He calls the jus gentium
commune, 'quo complures aut forte pleraeque pro jure inter se utuntur' and the jus
gentium proprium, 'quod in paucarum et forte duarum liberarum gentium
peculiarem usum et communionem est conditum'. (40) However, for the jus gentium
proprium he goes on to say that: 'sicut ad ejus observatiam reliquae gentes
adstringi nequeant'. (41) This would imply that the other jus gentium, i.e., the jus
gentium commune, does obtain among those who took no part in the consensus.
However, we have not found this stated in so many words (42) and
therefore we refrain from giving an unqualified opinion.
BYNKERSHOEK'S approach is somewhat different. Ratio and usus, he says,
together constitute the jus gentium, and special attention should be paid to custom.
Not until the latter is absent or customs conflict in practice, has ratio the casting
vote. 'Ut in omni argumento quod de jure gentium est ita et hie ratio et usus
utramque paginam faciunt'. (43) Custom is the major part of the law of nations: 'Usus
Tyrannorum omnium princeps'; (44) nam moribus censetur praecipua part juris
gentium' (45) Occasionally, ratio seems to gain the victory over usus: 'haec est
sententia Pactorum et Edictorum, Si ex iis Jus Gentium meiamur, dicendum
videbatur ... etc. Sed non autem ex his Jus Gentium sufficere, quia Ratio, juris
gentium magistra, non patitur etc ...' (46) However, such preponderance of ratio is
contradicted in too many instances by BYNKERSHOEK himself, so that we can
see no more than an exception in it. (47) The rule remains that treaties and custom,
as long as they are in accordance with ratio, are the jus gentium. Not until they are
absent or ambiguous does ratio decide. Now, here as elsewhere, the question
arises: can a custom also bind those states that did not take part in its development
or even in so many words expressed themselves otherwise? BYNKERSHOEK
jealously guards against this. Only generally practised customs may be considered
to obtain among all parties. Even the European custom of beginning a war by
means of a preliminary declaration is still not jus gentium, for other nations do not
recognize it. And with a caustic snub he adds that the European sovereign who
neglects to declare war 'contra vulgarem Europaearum morem gerere credendum
est, sed contra jus gentium gerere erorum tantum est dicere, qui quod domi suae
fere servari vident, ubique locorum legem esse putant'. (48) Therefore, custom always
loses its validity if a unilateral declaration to the contrary is made. 'Jus gentium
nihil est nisi praesumptio secundum consuetudinem, nec quicquam valet
praesumptio ubi expressa est voluntas ejus de quo agitur'. (49) 'Gentium consuetudo
ex praesumpta voluntate singulas gentes obligat, nisi palam ei obnunciaverunt'. (50)
He is also against the unjustified presumption of an 'implied condition', 'si tu putes
distinctiones ibi non expressas tacite esse intelligendas et sic Pacta et Edicta
explicari posse, vellem si possem huic sententiae accedere, sed vereor ne obstent
verba nimis generalia'. (51)
Thus, BYNKERSHOEK displays a healthy opportunism on every page. He
never fully explains his 'theory'. Anyway, it would not survive such exposure: the
balance between ratio and usus is obtained because BYNKERSHOEK, being the
perspicacious and deliberate genius he was, put the 'system' into
operation. In the hands of others the untenability of this opportunistic
approach is soon revealed and the balance created for the sake of
dogmatism is lost. However, to conclude that opportunism should be
preferred to attempts to obtain a closely-reasoned theory of the law of
nations would be to overlook the fact that science, once aware of its own
opportunism, can never be satisfied with it nor ever will be. Science
requires its concepts to be incontestible and cannot be satisfied with
opportunistic twists and turns. The true doctrine science purports to
develop will contradict neither itself nor the facts. BYNKERSHOEK
sacrificed the former for the latter, so that the doctrine had to continue
to develop itself: opportunism has become transformed into dogmatic
positivism.
MOSER has frequently been pointed out as the real founder of that dogmatic
positivism. He certainly developed this viewpoint almost to its utmost
consequences, going almost as far as to deny the existence of any law of nations.
These tenets were supported and amended by DE MARTENS. In a pun, MOSER
says that he does not write 'raisonniertes Völckerrecht', in which everyone hopes
to find something to his taste, but only that which 'unter denen Europäischen
Souveranen und Nationen üblich ist'. (52) He wants only to look at past and present
events, and he does not pause to wonder whether the situation ought perhaps to be
different. 'Ich gebe in dieser gantzen Sache nicht sowohl einen Rechtslehrer ab als
vielmehr einen Beschreiber dessen, wie die Europäischen Souverainen und
Nationen miteinander umgehen und eben deswegen, weil es unter ihnen so
hergebracht ist, es für Recht halten und angeben'. (53) Whether all this is international
law is of no importance. 'Taugen nur die Sachen, so mögen endlich die leges
methodi dabei behörig beobachtet seyn oder nicht'. (54) The law of nations cannot
originate from one universally valid law, 'Weil alle Völcker von denen hier die
Rede ist von einander independent seynd'. (55) Universally valid treaties do not exist,
neither does universal custom. (56) The conclusion that a universally effective law
of nations does not exist is therefore self-evident. But MOSER does not venture
to draw this conclusion and takes an unexpected turn by saying: 'Was also auf
vielen gleichformigen specialen Verträgen beruht, gibt zwar kein vollkommenes,
doch einiges Recht an anderen Regenten oder Machten mit denen keine
dergleichen Verträge geschlossen worden seynd eben dieses zu verlangen'. (57) 'Je
allgemeiner solches Herkommen ist, je länger es gedauert hat, je öffter es
vorgekommen ist, und aus je neueren Zeiten es herrühret, um so stärcker verbindet
dasselbige auch andere Souveraine Regenten und Nationen'. (58) Then, in order to
avoid criticism, he goes on to say: 'Der einige aber hinreichend und
unwiderlegliche Beweis davon ist, dass die souverainen Regenten und Nationen
in Europa es selbst zugestehen'. (59)
DE MARTENS rejects this strange view and forthrightly declares: "ce qui ne
tient qu'aux traités ou aux usages particuliers, établis dans les rapports individuels
de quelques États n'est comme tel obligatoire que pour ceux-ci et non pour le reste
des peuples'. (60) Therefore, a universally effective law of nations does not exist, (61)
but 'il y a dans ce sens pour l'Europe autant de droits des gens particuliers, qu'il
a de relations particulières de tel État de l'Europe avec tel autre'. (62)
DE MARTENS is well aware that in saying this he goes even further than
actual practice: 'Les puissances de l'Europe en provoquant si souvent au droit des
gens coutumier des nations civilisées, semblent lui accorder une force, qui ne
suppose pas toujours la preuve particulière du fait de l'introduction de tel usage
dans le rapport individuel auquel il s'agit de l'appliquer'. (63) The law of nations has
quite disappeared and what remains is a mere shadow: the systematic scheme of
those private relationships, an abstract theory as a guideline for students: 'c'est en
rassemblant les principes suivis le plus généralement par la plupart surtout des
Grandes Puissances de l'Europe ... qu'on forme par abstraction une théorie du droit
des gens de I'Europe'. (64)
Where on the one hand VATTEL'S presumption of the independence of states
led to a denial of the enforceability of natural law, the positivists on the other hand
came to a repudiation of the general validity of supranational rules, in other words
they deny that internationallaw is universally valid law. The sovereignty of states,
exclusively bound by rules they themselves have recognized, has blossomed into
what we might call negative sovereignty, unlike the sovereignty envisaged by
BODIN, and unlike the sovereignty conceived by HEGEL. BODIN lays the
foundations of the purely positive aspect, the internal authority, i.e., the state as
an immediate entity. He explicitly states that the sovereign monarch is above the
laws of his country, but that he must of course submit to the divine law and to that
of nature, as well as to that which he has agreed on with others, be it sovereigns
or citizens: 'Sed legibus divinis ac naturalibus principes omnes ac populi aeque
obligantur ... His ita constitutis sequitur principem summum pactis conventis
aeque ac privatos obligari, sive cum exteris sive cum civibus contraxerit'. (65) The
thought of external sovereignty does not occur to BODIN and the principles of
that external sovereignty were often wrongly sought in his work. In what Professor
VAN VOLLENHOVEN called, rather more pregnantly than justly, 'VATTEL'S
law of nations', (66) the negative aspect (averting the influence of others,
unity as a negation of dependence on or subjection to others) comes fully to the
fore. HEGEL develops the double or absolute negation, the affirmative
aspect ('absolute sovereignty' as a negation of the possibility of a purely
supranational power, the elevation of the state to 'irdischer Gott. ')
4. Although further development of the ideas of VATTEL and DE MARTENS
may logically lead to the Hegelian doctrine of the absolute sovereignty of states,
historically it did not follow immediately. On the one hand, the old concepts
appear to die hard, on the other, political circumstances between 1792 and 1815
did not favour the development of the theory of the law of nations. Even today,
many are still attracted to natural law. It seems that even NAPOLEON underwent
the influence of GÉRARD DE RAYNEVAL'S views on natural law. The latter
was practically the only author of the time, apart from KANT, to have studied our
subject. (67) After the Congress of Vienna, the number of authors writing about the
law of nations increased, but the foundations of the discipline remained unchanged
until HEGEL published his Grundlinien der Philosophie des Rechts in
1820.
As to the foundation and significance of supranational law, KANT
unequivocally took the side of VATTEL and DE MARTENS. He rejected the
possibility of attaching sanctions to supranational norms. Even war must be denied
the nature of a legal remedy: 'kein Krieg unabhängiger Staaten kann ein Strafkrieg
sein. Denn Strafe findet nur im Verhältnisse eines Oberen gegen den
Unterworfenen statt, welches Verhältniss nicht das der Staaten gegeneinander
ist'. (68)
However, not only are sanctions impossible between independent states, even
an appeal on the grounds of infringement of subjective rights cannot serve to
justify an attack, and a claim for damages may never be based on this ground: a
peace-treaty ending a war is based exclusively on the victor's position of power,
'und zwar nicht gemäss irgend einem vorzuschützenden Recht, was ihm wegen der
vorgeblichen Läsion seines Gegners zustehe ... Daher kann der Ueberwinder nicht
auf Erstattung der Kriegskosten antragen, weil er den Krieg seines Gegners
alsdann für Ungerecht ausgeben müsste; sondern obgleich er sich dieses Argument
denken mag, so darf er es doch nicht anführen, weil er ihn sonst fur einen
Bestrafungskrieg erklären und so wiederum eine Beleidigung ausüben würde'. (69)
> Thus, it is not surprising that KANT straightforwardly declared that 'das
Völkerrecht bloss in den Büchern übrig geblieben, aus den Kabinetten aber
verschwunden, oder nach schon verübter Gewalt in Form der Deduktionen der
Dunkelheit den Archiven anvertraut worden ist'. (70) The only way to abandon this
'natural condition of lawlessness' (71) and to create an organized society, as KANT
saw it, is to found a 'League of Nations', based on a treaty which remains
terminable at all times. (72) The promise of eternal peace and the concept of a Treaty
of Nations detract nothing from the fact that KANT, (1) on the grounds of the
independence of states, denied the law of nations any enforceability (VATTEL)
and (2) considered treaties the only possibility of reaching a supranational legal
order (DE MARTENS). Hence he fully endorsed the prevailing views of his time;
any attempt to find new viewpoints in KANT'S work would be in vain. Therefore,
it is not possible to speak of any influence by KANT in that respect. It is true that
his philosophical terminology occasionally found acceptance, but those who used
it have proffered quite different theories. (73)
One of them, SCHMALZ, is worth mentioning here because of the remarkable
resemblance of his theory to that of TEXTOR and BYNKERSHOEK on the one
hand and to that of STAMMLER and KRABBE on the other. SCHMALZ says
that a positive law cannot be deduced from the 'Ideeen des Rechts'. In proportion
to positive law, natural law in this sense is what 'esthetics is to a painting'. Only
that which is generally valid can be considered positive law. 'Was in den ewigen
Ideeen des Vernunft als Recht erkannt ist, das verbindet aIle Volker, wie all
einzelne Menschen. (74) 'Der allgemeine Glaube an sie als Rechtsregel, ist was sie
sogleich grundet und unterscheidet' (75) Positive law is only and exclusively known
by custom, in as far as it is 'recognized, required and believed as a norm'. (76)
'Unmittelbar allgemeine Entscheidungsquelle des Rechten under den Volkern ist
allein das Gewohnheitsrecht'. (77) Treaties can only serve as proof of that which is
already presupposed in them and which must hence be valid as customary law. (78)
Thus, customary law is not based on the presumption of an implied agreement, but
is valid as law, because it has its roots in the 'oberen Ideeen des Rechts' and as
positive law, because as a custom it has proved to be known by the human
consciousness. (79) Then, assuming this knowledge, SCHMALZ admits the extension
of a rule of customary law in cases corresponding to the same 'obere Rechtsidee'. (80) In this manner, the validity of
supranational law is separated entirely from its recognition by the states
involved, but without SCHMALZ resorting to natural law in the classical
sense. SCHMALZ'S ideas, which can be very well compared to ideas held
today, remained almost entirely unnoticed by his contemporaries and found
practically no one to support them.
Exactly the opposite must be said of KLÜBER'S work, (81) which was widely
known, although its weakest aspect lies in its theoretical framework. According
to KLÜBER, sources of international law are: agreements (explicit or implicit),
analogy and natural law. This analogy, which can be justified in SCHMALZ'S
concept, is as out of place as natural law in KLÜBER'S essentially positivist
framework and was therefore rightly castigated. Thus, although his merits must
be found elsewhere, his work is still worth mentioning in this context, because he
is the first to confer certain sovereign rights upon states; (82) these were used later on,
and under different titles, (droits fondamentaux, absolus, internationaux, thétiques
etc.) in an attempt to reconcile natural law and the doctrine of state sovereignty.
By incorporating the main elements of sovereignty in their enclave, impenetrable
for the law of nations, and by proclaiming them to be rules of natural law, the
results obtained were more or less identical to those yielded by the doctrine of
state sovereignty. KLÜBER considered those sovereign rights still liable to
restriction or alienation (83) but the concept of state sovereignty as independence, as
a repudiation of subjection to others, which had hitherto been empty and solely
negative, was gradually given content. In turn, HEGEL eliminated this negativity
and turned it into affirmation, and thus completed at a stroke that which had
previously only been achieved by approximation, namely the absolute sovereignty
of the state that knows no superior legal power, and may do what it is able to do.
CHAPTER II
HEGEL'S ALLEGED DENIAL OF SUPRANATIONAL LAW
5. In 1817 GEORG WILHELM FRIEDRICH HEGEL published his
Encyclopaedie der philosophischen Wissenschaften, in which the philosophy of
law was given a place in an all-embracing system and which presented a brief
outline of the development of the Idea in this form of its existence. His
Grundlinien der Philosophie des Rechts, in which the same line of thought was
worked out in greater detail, appeared four years later. The publication of these
two works was a turning point in the history of our doctrine. We have seen how
the power of consequence forced authors to bring the independence of states more
and more to the fore and to make the validity of the law of nations subject to the
will of these states. However, the premise of their philosophies was always an
empirically established fact or axioma: the independence of the states, the
unenforceability of the law of nations, its supposed positivity (that is, its being
based exclusively on custom or treaties). However, all these are tenets, whose
factual truth could be argued, but whose necessity was left unexamined. This stands out
in KANT'S philosophy, who, when regarding the factual situation of his
time, drew the same conclusions as his contemporaries VATTEL and DE
MARTENS, although he did foresee other possibilities for the
future.
HEGEL held a different view, he set out to eliminate this coincidence to argue,
once and for all, the irrefutable impossibility of a completely supranational law.
Here is, then, the distinction which can be drawn between HEGEL and his
predecessors. BODIN saw sovereignty solely as a 'simple relation to itself, i.e.,
internal sovereignty. His thought had not yet progressed to the concept of a
coexistence of states. This concept was developed by VATTEL and DE
MARTENS. The individual state finds itself in the company of, or opposed to,
other states. Sovereignty now meant the negation of those other states by resisting
their interference. At this stage, sovereignty meant 'being independent of others'.
Like all negations, this implies a recognition of that which is negated. The mutual
repudiation of interference by the other leads to a confirmation of the state's own
sovereignty and of that of others, to a double negation or affirmation. This is the
third step HEGEL took: sovereignty as supreme power, which at the same time is
supreme justice, i.e., absolute sovereignty. According to HEGEL, the state is the
absolute power on earth, so that any idea of a supranational legal power is
automatically eliminated. (84)
Now we would like to pause briefly to look at the 'Hegelian method'. It is based
solely and exclusively on one principle, never to add anything to the matter (i.e.,
the idea itself), 'nur zusehen'. (85) The idea must therefore develop itself. This self-development is, furthermore, the proof of its result. HEGEL does not start from
empirical premises nor from axiomas. (86) but from the totally void Being, the
presupposed possibility of determination, which, therefore, can never be omitted,
but which, as the indeterminate Being, is very definitely ... determined! It is this
determined indeterminacy, this contradiction, that will generate the self-movement
of the idea. When starting from this indeterminate Being, which as the absolute
indeterminate Being is identical to the Void, (87) all other determinates develop, one
following the other, in ordered sequence to culminate in the Idea, in which all
determinates are dissolved, its only determinate being self-determination. Thus the
end once again brings us to the beginning and the entire doctrine is an
Encyclopedia (a cyclical doctrine) to which the philosophy of law belongs. (88)
At a certain moment, this philosophy of law reaches the point where the state
is to be discussed, and this point, according to HEGEL, marks its transformation
to the philosophy of history. This cyclical explanation or encyclopedia of science
as a whole implies that every partial discussion, every discussion separating out
one particular branch of science, departs from an apparently arbitrary starting-point, which must find its justification and proof in its antecedents. (89) Thus, HEGEL'S doctrine of state sovereignty can only be
understood in the full context of his philosophy of law and quoting a few
odd statements will always be a precarious, not to say impermissable
undertaking. However, since in this chapter HEGEL is discussed as but one
of the many theorists in the field of international law and only those
aspects of his doctrine will be discussed which are clear outside their
context, furthermore, since those authors who have been influenced by
HEGEL have with but few exceptions based their expositions on them without
knowing or understanding his system as a whole, we consider we may limit
ourselves to those single statements or aspects and leave a discussion of
HEGEL'S doctrine and its possible elaboration till later.
It seems beyond doubt that HEGEL conceived the state as the absolute power
on earth, (90) as 'das sittliche Ganze, die Verwirklichung der Freiheit'. (91)
Consequently, a state in relation to other states is a sovereign entity and has the
right to be recognized as such. (92) Their relationship is a volitional one, based on
mutual independence, and it crystallizes into treaties. HEGEL endorsed the pacta
sunt servanda rule, (93) but added: 'Weil aber deren Verhältniss ihre Souveranität
zum Prinzip hat so sind sie insofern im Naturzustande gegen einander, und ihre
Rechte haben nicht in einem allgemeinen zur Macht ueber sie konstituierten,
sondern in ihren besonderen Willen ihre Wirklichkeit'. (94) 'Indem die Staaten in
ihrem Verhältnisse der Selbständigkeit als besondere Willen gegen einander sind,
und das Gelten der Traktate selbst hierauf beruht, der besondere Wille des Ganzen
aber nach seinem Inhalte sein Wohl überhaupt ist, so ist dieses das höchste Gesetz
in seinem Verhalten zu anderen'. (95) Apparently, his recognition of the pacta sunt
servanda rule is almost entirely
stultified by these last few words.
HEGEL repeatedly points out: 'es gibt kein Praetor zwischen den Staaten'. (96)
The only judge over the states is world history, 'der an und fur sich seiende Geist,
der Weltgeist'. (97) Indeed, where, thus, even treaties are denied validity there is no
room left for any law of nations and it is obvious that only war, imminent or real,
determines the relations between states. (98) Faced by such clear words, the fact that
statements of a different vein are occasionally to be found seems of no avail. (99) They can be important for a critical
discussion of the Hegelian doctrine, but they did not induce the authors
who followed HEGEL to change their idea of his doctrine.
We have now reached the third stage in the dogma of state sovereignty. (100) The
negative determination of independence, of not being subjected to any other
power, has changed into the affirmative and absolute determination of
'Staatshoheit, absolute Macht auf Erden, irdische Gottheit'. Scholars have no
choice but to take the latter into account. In the light of such an absolute and
fundamental denial of any possibility of a supranational judicial power, partiality
becomes inevitable. It is imperative that scholars of supranational law 'polish off'
HEGEL'S tenets and leave no doubts whatever on the subject. We shall be looking
at what happened and how satisfactory the results were.
CHAPTER III
THE
THEORY OF THE LAW OF NATIONS AFTER HEGEL
6. HEGEL did not make it easy for those who succeeded him. His doctrine is the
logical result of his method, of the method as he
calls it, of the only correct method. The result seems as far-reaching as
the method. Self-interest is the only standard that can be applied to the
actions of states. No treaty, let alone any other rule conflicting with
that self-interest, should be adhered to.
If HEGEL is not
to be taken for a non-entity, and surely no-one would dare to call him
that, there are, strictly speaking, only three alternatives: either to
endorse his method, or to challenge it, or to prove that the method itself
should lead to a different outcome. The first option is the easiest one,
but it can not satisfy specialists in the field of international law,
although several have tried to follow it. The object of their discipline
is cut from under their feet, and the content of its rules is either
declared to be constitutional law or totally ignored. The second
alternative: to challenge and 'refute' the speculative method is not meant
for jurists. It would be the task of philosophers to win that battle and
they have left no stone unturned. However, in the Netherlands, it is
enough to mention the name BOLLAND to make it clear that this battle is
still to be fought and won. The third alternative: an 'improved'
application of the dialectic process, has not been left untried, but has
yielded very little result.
Therefore, it is
no exaggeration to say that today's jurisprudence of the law of nations
has still left HEGEL'S doctrine intact. However, to say that no progress
has been made on other points since HEGEL would be a different matter. But
the history of jurisprudence avoids HEGEL, leaves him unbeaten and seeks
to forget him. In order to do so, the path of iron logic that was
characteristic of its development must be left, and consequently, we are
left with a rather chaotic picture of many conflicting constructions based
on a variety of viewpoints.
In the century following the publication of HEGEL'S Rechtsphilosophie, we
find:
(1) A return to the old natural law reappearing in very diverse forms, either as a
jus naturaie, tinged with religion and endorsing the clerical writers, as a 'modern'
doctrine in which natural law is but a smokescreen to hide what are in fact
sovereign rights, or, in the 20th century, as a revival of the old jus naturale as PUFENDORFF had taught it and which had long been thought dead, or
in other varieties.
(2) A shallow positivism seeking the basis of its
validity in 'actual observance' without realizing that 'observance'
already presupposes the existence of the norm that the scholars are
attempting to deduce from it.
(3) A large
group of authors who, having more or less consciously adopted HEGEL's
concept of sovereignty (although they did not realise it was the
inevitable outcome of his method) operate with the 'sovereign will' to
explain the supranational validity of legal rules.
(4) Those who
seek to base the validity of law on legal consciousness and thus attribute
a merely derivative importance to its recognition by the state
involved.
The authors of the last century can, therefore, in
our opinion, be classified into six groups. The deniers; and those who
search for an improved application of HEGEL'S method; and the other four
directions outlined above. It goes without saying that any classification
is always arbitrary and serves no other interest than creating an
overseeable order.
The answer given by the various groups to the question underlying this enquiry
is obvious. Natural law is of course totally independent of recognition by states.
The positivists know only of treaties and custom and therefore take an opposing
view: no positive law of nations without recognition by the states. (101) The
advocates of the doctrine of state sovereignty stick rigidly to the same tenet.
Finally, those who seek to base the validity of legal rules on human legal
consciousness can merely use the recognition of states to prove the existence of
a legal consciousness and must assume that a valid law of nations exists beyond
this recognition.
7. Authors whose conclusions fall in line with HEGEL'S are often called 'deniers
of the law of nations'. Only one of them is a Hegelian to the bone, 'plus royaliste
que le roi': ADOLF LASSON. Oddly enough, his essay bears the title Prinzip und
Zukunft des Völkerrechts and is of a somewhat polemic nature. The author points
explicitly to HEGEL as his tutor (102) but he himself displays little of HEGEL'S
philosophical inclination. His passionate argumentation does not succeed in
corroborating his tutor's doctrine, quite on the contrary, it completely fails to
illuminate HEGEL'S argument. In order to prove the non-existence of
supranational law, LASSON relies time and again on the 'wirkliche Erfahrung', on
the 'Tatsachen' etc. (103) The
truth is, however, that these 'facts' are only the interpretation LASSON
is prepared to give to them and in doing so he infringes his tutor's
command: 'nichts von unserm Meinen hinzuzugeben, nur
zuzusehen!'
ZORN'S work bears quite a different character, as it is based on the dogma of
absolute sovereignty and the law of nations is quite consistently construed as
'aeusseres Staatsrecht' . (104) The principle that 'Recht als Rechtsordnung gefasst ...
ist ein Complex von Imperativen welche der Staat an seine Untertanen richtet und
mit Zwang schützt' stands to the fore. (105) 'Recht ist Ausfluss der Souveränität der
Staaten'. (106) Consequently, if ... that which is called the law of nations is indeed
law, it will derive its power from the state. 'In's Besondere fällt das sog.
"Völkerrecht" unter den Begriff des aeusseren Staatsrechtes' (107). Therefore, the
validity of treaties, beyond which no 'law of nations' can be found, is not derived
from their conclusion, but from the ratification procedure these must undergo to
become valid in municipal law. 'Ein zwischenstaatlicher "Vertrag" schafft nich
"ipso jure" Recht. (108) Der zwischen den Vertretern der Regierungen abgeschlossene
Vertrag bleibt somit rechtsunverbindlicher Entwurf bis er die für die
innerstaatliche Rechtsetzung vorgeschriebenen Stadien passiert hat. (109) Dasjenige
was den Vertrag zum Recht macht, ist die Ratification. Sie ist der Imperativ an die
Staatsangehörigen, den Vertrag zu beobachten'. (110) Thus, once the dogma is accepted,
ZORN developes it in an impeccably discursive way. On the other hand he
does not in any way corroborate the dogma proper.
ERICH KAUFMANN, too, closely follows the Hegelian doctrine. He, too,
considers the state to be 'the supreme power on earth' . 'Sein Wesen ist
Machtentfaltung, ist der Wille sich in der Geschichte zu behaupten und
durchzusetzen'. (111) Somewhat oddly, he distinguishes 'Subordinationsrecht' and
'Koordinationsrecht'. (112) 'Bleiben die mehreren Willen nicht in allen zwischen
ihnen obwaltenden Beziehungen die massgebenden, sondern müssen sie sich in
einigen unterordnen, so herrscht in der einen Sphäre Koordinationsrecht, in der
anderen Subordinationsrecht. Bei dieser Einteilung sind wir nur davon
ausgegangen, dass das Recht Ordnung von Willensverhä1tnissen ist'. (113)
In KAUFMANN'S view, the law of nations is exclusively 'Koordinationsrecht'
and this implies that: (1) the law of nations can only be based on agreements (114)
and that: (2) for these agreements themselves the pacta sunt servanda rule only
obtains in as far as it serves the interest of states: 'Zuletzt muss doch immer sein
Wille, sein Interesse das Massgebende bleiben'. (115) 'Das völkerrechtliche
Vertragsrecht, dass auf den Interessen der Kontrahierenden Staaten beruht, hat
seine Grenze an dem Interesse der Staaten'. (116) And more emphatically: 'Nur der,
der kann, darf auch', (117) 'hier müssen Macht und Recht zusammenfallen'. (118)
Ultimately, this theory can only be justified 'weil wir vertrauen, dass nur der
Kulturplan innere Kraft und Bestand haben kann, der innere Berechtigung und
Wahrheit hat'. (119)
It is obvious that: the above corresponds to HEGEL'S doctrine to the minutest
detail. ZORN and KAUFMANN have in common that the latter, too, takes the
dogma of absolute ('Hegelian') state sovereignty as his starting point, thus contributing to its
development, but failing to proffer the slightest foundation or defence of
the premise itself. Therefore, the basis of the doctrine is still HEGEL'S
train of thought and no new support has been provided.
It may be appropriate at this point to mention another group of 'deniers' of the
law of nations, although they have nothing to do with HEGEL or with the doctrine
of state sovereignty. We are referring to the school known as the British analytica!
school of jurisprudence and to its two spokesmen: J. BENTHAM and J.
AUSTIN. (120) Especially the latter had at first quite a few followers, but his theory
proved untenable. It appeared to be based on a mistake, caused by the ambiguity
of the word 'law'. Hence, it has found no support outside the Anglo-Saxon
countries and it was supported only within them for a short period of time. (121)
Therefore we feel that a simple reference for the sake of completeness will be
sufficient here.
8. A second
group of writers largely agrees with HEGEL'S views, but feels that his
exposition of the law of nations should lead to a different outcome. Hence
they arrive at the third alternative outlined on page 22, although their
methods differ.
PÜTTER, (122) who merely paraphrased one of HEGEL'S statements (inter-state
relations must be 'an-sich rechtlich'), (123) still hesitates: 'das Völkerrecht ist der freie
allgemeine vernünftige Staatswille, wie er sich in den gegenseitigen Verhältnissen
als nothwendiges Gesetz bethätigt - praktisch ist'. (124) However, it becomes clear
that the law of nations thus obtained can hardly be called 'law' at all, because it is
entirely beyond human judgement: 'es kann nämlich (im Kriege) nie die Frage sein
ob eines oder welches von beide Unrecht habe, sondern beiden haben das Recht
ihren allezeit für gerecht zu achtenden Staatswillen, mit aller Macht und Gewalt
rechtlich auszuführen'. (125) War acts as a trial by ordeal and thus history is the
supreme court. (126)
FALLATI'S attempt to create room for the law of nations in HEGEL'S own
train of thought is more original. (127) To this end, he views the commonalty of states as fully
analogous to the human community and he compares: (1) family and federal
state, both based on natural feelings (love and a sense of nationality),
(2) human society and the 'Völkergenossenschaft', both again to be
conceived in three stages: (a) the stage of 'schroffe Sonderung' - on the
one hand human economic existence, on the other the self-centeredness of
states, (b) the stage of common interest: municipal legal order and the
law of nations, (c) these two united in the national and international
administration, (3) the state on the one hand, the 'Völkergenossenschaft'
(the World State) on the other.
The success of
this well-meant attempt depends on the tenability of the analogy between
humans and states, and HEGEL'S method strenuously repudiates this premise,
so that, although FALLATI'S argument merely seems to represent an attempt
to achieve an improved application of that method, it in fact contradicts
it.
A third elaboration of HEGEL'S doctrine, and the most important one, remains
to be investigated. H.B. OPPENHEIM in his System des Völkerrechts (128) proves to
be a unique revisor of HEGEL'S opinion on supranational law. He calls the law
of nations 'die aeussere Gestaltung der Geschichte', (129) and finds its formal ground
in the autonomy of states, (130) whereas its 'immanent' ground (the basis of its
validity) is found in the 'allgemeine Rechtsbewusstsein'. 'Dieses erscheint in den
Rechtssitten und Gewohnheitsrechten für die Collisionen der Einzelnen Staaten
zum Ausland und in den - ausgesprochenen oder stillschweigend geltenden -
Normen der bestehenden Staatensystemen'. (131) So far, OPPENHEIM is way ahead
of his time. He even almost anticipates the modern views of KRABBE, POLITIS
and others. (132) However, oddly enough, he subsequently demolishes it all and
contradicts his own tenets in an inexplicable manner. The state remains sovereign,
and can only commit itself as such, sovereignty is its supreme prerogative and -
as a duty of se1f-preservation - its highest duty. (133) Sovereignty as the 'state's
absolute supreme power' means 'dass man nur Gott Rechenschaft schuldig sei'
etc. (134) Furthermore, the law of nations is all of a sudden almost exclusively to be
found in treaties, an attitude which can hardly be reconciled with the tenets quoted
above. 'Vielleicht gibt es völkerrechtliche Verpflichtungen ohne Vertrag -
obgleich auch diese gewiss höchst negativer Natur sind - aber Staatsverträge ohne
ausdrückliche Abschliessung gibt es sicherlich nicht. Der tacitus consensus ist ...
eine der leersten Hypothesen der Doktrin'. (135) Only the pacta sunt servanda rule
obtains unreservedly. (136)
Thus, OPPENHEIM
fails to develop his premise to the full, although this does not alter the
fact that we should consider his work as a major attempt to elaborate the
Hegelian doctrine of the law of nations.
The Italian author MANCINI occupies a very special place with regard to the
question in point. He more or less adopts HEGEL'S notion of the state in its literal
sense, although he does not arrive at this viewpoint via HEGEL'S dialectic method
and does not draw the same conclusions from it. He makes a distinction between
Nation and State, which ought to coincide, although this is not always the case. (137)
His definition of nazionalità almost literally corresponds to HEGEL'S definition
of the notion of the state. 'La nazionalità non è che la explicazione collettiva della
libertà'. (138) He himself indicates the points which unite him with HEGEL as well
as those which separate them: 'in fatti la Nazionalità, che liberamente si costituisce
all'interno ed è in possesso della sua piena autonomia ne' rapporti esterni, non si
differenzia dallo Stato raffigurato nel concetto Hegeliano ed allora. . . la scelta tra
i due punti di partenza si risolve in una semplice questione di precedenza
logica'. (139)
But, as we stated before, although their concepts of the state overlap, the
conclusions they draw from these concepts do not coincide. MANCINI denies that
law could ever be the product of human volition (140) and seeks to find the validity
of law as a whole in 'the higher atmosphere of moral nature, ' (141) i.e., of divinity:
'noi per lo contrario queste leggi stesse ... sottoponemmo all' autorità di leggi piu
augusti e venerabile delle quali eloquente e non menzognera rivelatrice nel monde
delle genti è la Natura, legislatore Iddio'. (142)
Hence, MANCINI'S expositions eventually boil down to natural law and his
apparent affinity with HEGEL proves deceptive. However, in order to simplify a
comparison between MANCINI and HEGEL, we have chosen to mention him
here rather than together with the other exponents of his category.
9. We must now
turn to the authors of the nineteenth century who either remained
uninfluenced by HEGEL or were unconscious of his influence. They are the
overwhelming majority and they dominate the entire doctrine. We outlined a
classification above in order to obtain an overall picture of the
situation. Unless we are greatly deceived, two of those categories either
belong to the past or are beginning to dwindle, i.e., the positivists and
those who, operating with a more or less 'absolute' notion of sovereignty,
hope to base the law of nations on the volition of states. We shall
discuss these two groups first, and save the views still obtaining today
till the end of our discussion.
With regard to the positivists (WALKER, CALVO, BULMERINCQ, and
others) we can be brief. (143) They indulge in a tautology and ground the law of
nations on 'actual observance' (144) which amounts to the adage: the law of nations
is valid ... because it is valid. (145) They consider they can allow facts to speak for
themselves and that their interpretation does not alter those facts ('évitant avec
soin d'altérer d'une manière systématique le language des faits'). (146) They also
consider the law of nations exclusively as a historical discipline: (147) 'when he
becomes a theorist it is time for man to look askance at his opinion'. (148) The
question in point does not exist at all ... because they have turned a blind eye to
it! (149) Yet their tautology is not entirely void of all significance. They rightly
recognize that a norm which is not operative cannot be called a real norm. 'Actual
observance' is, as we shall see later on, a necessary moment of the integral,
concrete norm. The mistake the positivists make is that they consider this moment
to be the perfect one and therefore fail to recognize the other moments of the
process of law.
(150)
10. The next category,
the advocates of the doctrine of state sovereignty, is of more importance. They
were greater in number and recent authors devote the greater part of their
expositions challenging their doctrine. (151) As was the case with the 'deniers'
of the law of nations, their premise is the axioma of absolute state
sovereignty. They do not come up with new grounds for it any more than the
'deniers' did. They call it a 'fact' or an essential characteristic of the
state, which cannot be conceived without it, but they are not able to make
out a good case for the necessity of this conception. Hence, HEGEL'S
argument still remains the - of ten unconscious - justification of their
premise, and therefore they are hardly at varianee with the deniers of the
law of nations. They seek to construe the validity of the law of nations
as supranationallaw by using the concept of absolute sovereignty, and this
attempt is doomed to failure. A recognition of their failure should have
induced them either to abandon the dogma of sovereignty or to deny the
existence of supranational law.
The pioneer of this theory was BERGBOHM. His brilliant
analysis of the relationship between the state and the law of nations
demonstrates the incompatibility of concepts of absolute sovereignty and
supranational law which are not based on the volition of states themselves.
States can only feel bound by their own volition, or else they will jeopardize
their own authority. 'Ihren eigenen Willen können die Staaten doch unbeschadet
ihrer Selbständigkeit für sich geiten lassen'.
(152) Thus,
the law of nations is only taken into account in as far as it can be
deduced from the sovereign will of states, i.e., in the form of laws and
treaties, the latter never to be considered other than as the immediate
expression of the wiIl of states and therefore, never to be seen as a
power superior to that will: 'Diese letzte Autorität (the "Gesammtakt")
ist nämlich nie eine einzige, keine rechtliche Einheit, sondern bleibt
immer nur ein Aggregat souverainer Einzelwillen'.
(153)
This analysis was perfectly correct and it was taken
to its logical conclusion by JELLINEK, namely if the sovereign will of
states can not recognize any other basis for its commitments than itself,
and if in practice the state is subjected to these commitments, then these
must be self-commitments. Sovereignty is, therefore, nothing more than the
possibility of self-commitment, 'der Macht dem eigenen Willen Vorschriften
zu geben in der Fähigkeit für sich Recht zu erzeugen'.
(154) However, as this law finds some basis for its validity in
the will of states themselves, the commitment ceases to exist as soon as
their volition changes. Obviously this means that everything is completely
arbitrary, the very opposite of law or justice. This is partly compensated
for by the fiction that 'beim Staatswillen (unlike the individu al will)
dauert das Wollen des einmal für den Willen als Inhalt gesetzten, solange
fort bis ein zweiter Willensakt erfolgt, durch welchen der Fortdauer des
früheren Willensaktes ein Ende gesetzt wird. Der Staat hört nicht auf das
zu wollen, was er einmal als Inhalt seines Willens gesetzt hat, bis ein
entgegengesetzter Willensakt den ersten aufhebt.'
(155) The latter implies rather than precludes the possibility
that a new decision will be derogatory to a previous one and that,
therefore, in all treaties the clausuIa rebus
(or rather: voluntatibus) sic stantibus
is presumed.
(156)
The recognition that this view leads to a deceptive
validity of the law of nations and that, in fact, the arbitrary wills of
states are left unbridled, induced TRIEPEL to try a different
construction. (157) Like
BERGBOHM and JELLINEK, he based the law of nations on the collective will
of the contracting states, but perceived a new, superior unity in their
consensus, 'der Wille des einzelnen Staates kann nicht Quelle des
Völkerrechts sein', he castigated JELLINEK'S argument,
(158) 'Nur ein zu einer Willenseinheit durch Willenseinigung
zusammen geflossener Gemeinwille mehrerer oder vieler Staaten kann die
Quelle des Völkerrechts sein'. If - and this is what TRIEPEL purports to
argue - this Gemeinwille must be seen as a
power superior to the single will of states, the question can be raised:
how did this 'Gemeinwille' obtain this
power? TRIEPEL somewhat confusedly answers, the basis of the power is
'dass in dem Gemeinwillen ... ihm (das heisst dem Staate) nicht ein
durchaus fremder, sondern zugleich sein eigener Wille erscheint. Nicht
lediglich sein eigener Wille, aber doch nicht schlechthin ein fremder
Wille. Sodass ihm nichts auferlegt wird was er sich nicht selbst auferlegt
hat'. (159)159 The answer is far from clear: is
the validity des Gemeinwillens based on the fact that the state recognizes
its own will in it? In that case, it boils
down to JELLINEK'S construction and the objections against it remain. Or
must this validity be found in the fact that another will has 'wanted'
this result? In that case, the principle of sovereignty is abolished and
replaced by a situation of dependence upon others - which surely cannot
have been intended. Or - third and last possibility - is the fact that two or more wills of states were expressed in
the Vereinbarung the basis for the
commitment? This leaves one question open: 'what causes it?' and the
'answer' would appear to be a repetition of the original tenet rather than
an answer. Thus, TRIEPEL is not much at varianee with JELLINEK (160) and he only gives an apparent
elimination of the inconsistencies of JELLINEK'S construction. Both
conceptions were also advocated by others,
(161) although none of these have come up with the required
answer. On the contrary, during the past twenty-five years the theory was
almost constantly challenged, first by KRABBE, who challenged it in his
Lehre der Rechtssouveränität and not so long
ago by KELSEN in his Problem der Souveränität.
It can therefore hardly be considered a theory which obtains
today.
11. The
situation with regard to natural law is different. It has remained a title
covering in fact widely differing concepts for which a common denominator
is hard to find. The term has always been used and by many authoritative
authors. (162) If we
ignore those different concepts, it could be said that natural law has
always had advocates since the times of GROTlUS and consequently managed
to keep alive through the years. However, to say this would mean to
confuse the shadow with the substance. It is, therefore, necessary to take
a close look at the intentions the authors had when using the term and to
classify these intentions before anything meaningful can be said on the
subject.
First of all,
there is the significant difference, that some construe natural law as an
invariable system of concrete, particular and valid rules (jus necessarium) beyond which there might or
might not be room for variable rules, which are not part of natural law.
Others, however, see natural law merely as a term covering all they seek
to conceive or imagine as ideal (i.e., not yet valid) norms or legal
ideas. The first group can differ in opinion with respect to the following
questions: (1) How can the validity of this jus
necessarium be explained? (2) What rules are included in it? The
latter vary one from the other in the ways in which they seek to conceive
these ideal norms: either as the types according to which the actual norms
should be created, or as single universal principles, or as one, i.e., as
the legal idea, an invariable form with a
variable content, thus again abandoning natural law.
We shall first discuss the avocates of natural law as
an invariable system of positive rules. The doctrine of natural law as
'ideal law' will be discussed hereafter.
In the first half of the nineteenth century, there
was a tendency in Britain to ignore GROTlUS' work and to resort to older
theories about natural law (163) and to
find the origin of this law in the will of God. MANNING writes: 'The law
of nature being identical with the will of God, it is necessary to
ascertain that will, which is done either by consulting direct revelation,
if that is declaratory or by the application of human reason where
revelation is silent'. (164) And
PHILLIMORE: 'States are therefore governed in their mutual relations
partly by Divine and partly by Positive Law. Divine Law is either (1) that
which is written by the finger of God on the heart of man
(165) when it is called Natural Law or (2) that which has been
miraculously made known to him, when it is called revealed or Christian
Law'. (166)
However, these
statements were few and far between. Prevailing opinion based natural law
not on the will of God, but on the actual co-existence of states - which
in the era of COMTE'S positivism was inevitable.
(167) WHEATON'S definition was still slightly contaminated: 'The
law of nations ... may be defined as consisting of those rules of conduct,
which reason deduces, as consonant to justice,
from the nature of the society existing among independent nations,
with such definitions and modifications as may be established by general
consent'. (168) The
pure deduction of law from the actual fact of co-existing states was,
however, soon adopted by several authors; PASQUALE FIORE states: 'il
existe des lois, un droit des gens naturel et nécessaire et c'est celui
auquel toutes les nations doivent se soumettre, pour que leur coexistence
soit possible'. (169) '(II)
se déduit de la Nature des états'. (170) And
RENAULT: 'de l'existence simultanée de nations également indépendantes, on
peut déduire rationellement des règles des nécessités d'action ou
d'inaction, qui forment ce qu'on appelle le droit des gens primitif,
naturel, nécessaire, absolu.' (171) Similar
words, but with a touch of psychology, are spoken by PRADIER-FODÉRÉ: 'il
prend sa base sur la nature des choses, c'est à dire sur la nature
sociable des êtres humains collectifs'.
(172) And only recently SCELLE stated: 'Par Ie seul fait de la
coexistence et des rapports nécessaires qui sont établis entre Etats il
s'est développé des règles de vie commune, qu'on appelle Ie droit
international' (173) and
Lord PHILLIMORE argued: 'I1 y a des droits qui dérivent de l'existence
pure (des états)'. (174)
These authors were often castigated, and this was not
altogether unreasonable, for committing a serious logical error by
deducing the law from facts. (175) The
mere existence of independent states does not automatically imply that
they have a right to exist, let alone that they should have a right to
equality, respect etc. The latter is an impermissibIe deduction and
therefore the theory is doomed from the beginning. Another thing is, that
a precarious construction slipped into the results. We have already
pointed out above (176) that
the doctrine of natural law was used to attribute so-called sovereign
(absolute) rights to the states and to construe their complex as an
enclave in which the jus voluntarium could
not or could only just penetrate, and that the results thus obtained
differed very little from those of the 'Hegelian' sovereignty. As we have
seen, (177) KLÜBER, one of the first to
catalogue these sovereign rights, still considered them 'alienable',
although the absolute - and therefore illimitable - nature of these rights
is postulated more and more; moreover, it seems that they vary in number:
'Il est à peu près sans exemple', says PILLET , 'que 1'énumération de 1'un
soit identique à celle de l'autre'. (178) The law
of nature thus focussed upon, contains a number of international
fundamental rights, but only one obligation, viz., that these fundamental
rights should be respected. (179) In his
abovementioned study, PILLET points out that in his interpretation,
specifically the implication of the right of independenee more or less
parallels the concept of absolute sovereignty, not leaving any notable
difference. 'L'indépendance de l'état (as a fundamental right) est
1'erreur la plus grave, qui ait jamais été commise dans notre domaine et à
elle seule est responsable de la plus grande part des imperfections de
notre science.' (180) 'Elle
conduit fatalement à la négation même de tout droit entre les Etats aussi
bien qu'entre les individus.' (181)
It is remarkable that the authors who committed the
logical error of deducing the law of nature from the actual co-existence
of states are the same as those who use the concept of fundamental rights,
especially that of independence. (182) The
latter is in no way a logical consequence of the former and even implies
another deliberate step in the wrong direction. We do not venture to
decide whether both steps might have been induced by one and the same
perhaps subconscious psychological factor, the desire to reconcile the
theory of international law with the ideas of the European governments of
those days. What can be said with certainty is that the untenability of
natural law in this form has become so obvious that nowadays no, or hardly
any, advocates of the theory are to be found. Nonetheless, they are to be
seen from time to time and their presence demonstrates, on the one hand, a
commendable desire to ensure an unshakeable basis for supranational rules,
and a reproachable unawareness of the scope and meaning of the tenets they
advocate on the other.
As an example of
the extent of this lack of awareness a discourse, called La philosophie du droit international by the
same author who stated in 1925: 'du fait seul on ne peut fair sortir le
droit'. In 1922, LE FUR wrote the following: 'Le droit international
repose sur deux principes fondamentaux: (1) l'existence d'Etats
juridiquement égaux, entre lesquelles il existe des rapports sociaux, 2)
la reconnaissance par ces Etats d'un minimum de loi commune, loi
internationale, donc par la même aussi en un certain sens loi
supranationale, qui s'impose aux états et qu'ils ne peuvent modifier au
gré de leur volonté. (183) The law
of nations is, therefore, based on the existence of states legally
possessing equal rights - but this would presuppose a supranational legal
order, in which such equality is valid! - and on the recognition by these
states of a right, which in the same sentence is
declared to be independent of this recognition.
(184) The only reasonable explanation for this statement is
that, consequently, the law of nations is based not on the co-existence of
states, nor on recognition, but ... on a 'necessary minimum of rules of
natural law, not depending on these states for their validity!' This is
further explained on page 22, where the principle pacta sunt servanda is argued to be an immediate
consequence of the notion of justice, 'elle même conséquence immédiate de
la notion du bien moral, essentiel à l'homme' . Perhaps the author thought
that, by writing these last words, he had successfully avoided answering
the obvious question: what exactly is the basis for the validity of this
minimum of rules?
If a method of such
inconsistent nature is used to find solutions in a discourse entitled 'the
philosophy of the law of nations', it is not surprising that in the
textbooks, these final (or basic) questions of jurisprudence are answered
poorly as well, and it is somewhat ironical to read the otherwise
righteous recriminations of inconsistency levelled by our author at the
foundations of LAWRENCE'S Principles of
International Law. (185)
The attempt to find areasonable explanation of LE
FUR'S construction has led us automatically to a new definition of the
theory of natural law: not the actual intercourse between states, but the
human sense of morality, bestowed upon him by his Creator, is mentioned as
the basis for the rules of the law of nations. LE FUR appears to have more
or less hinted at this already, although he did not fully develop this
theory.
VIKTOR CATHREIN
gave a clear explanation of what he considered to be the principles of the
law of nations. (186) 'die
Gesetze die der Schöpfer sozusagen in die Natur des Menschen gelegt hat
und die von diesem durch die blosse Vernunft als gültig anerkannt
werden.' (187) There
are only two and together they are one: the human sense of morality. It is
the positive and the negative formulation of that sense of morality and
therefore, essentially but one single norm, a mandatory and simultaneously
prohibitory formula: suum cuique tribuere (188) and nemini iniuria facienda. According to CATHREIN,
all other legal commands and prohibitions can readily and logically be
deduced from it. 'Diese Schlussfolgerungen samt den beiden obersten
Grundsätzen bilden das Naturrecht im engeren und eigentlichen Sinne. (189) This law of nations contains the
common legal rights and obligations of states towards one another. 'Diese
Rechtspflichten sind Schlussfolgerungen aus den beiden obersten Geboten:
du sollst jedem das Seine geben, und du sollst kein Unrecht tun.' (190) 'Aus den obersten Grundsätzen des
Naturrechts ergeben sich notwendig durch logische Schlussfolgerung manche
pflichten und Rechte der souveränen Staaten unter einander. Dieser Teil
der internationalen Rechte und Pflichten bildet das natürliche
Völkerrecht, das unabhängig von positiven Gesetzen und Abmachungen für
alle souveränen Völker aller Zeiten und Zonen gilt'.
(191)
Although
CATHREIN can at least be given credit for expressing himself clearly and
for leaving no doubt as to the scope of his words, it seems that his
tenets cause problems in another field. For when we take a closer look at
these oberste Grundsätze, it soon appears
that they contain either all there is, or nothing at all. Either they are
useless and meaningless, or they already presuppose the conclusion that is
allegedly drawn from them. The fact that both adages: suum cuique tribuere and nemini iniuria facienda were unsound definitions
of the legal concept, was already perspicaciously argued by LEVY- ULLMAN
in 1917. (192) On
their own they are meaningless, and will remain meaningless until some
content is given to the words suum and iniuria. However, this would imply a definition
of the concept of 'law' as a whole, and thus the definition intermingles
with the concept to be defined. CATHREIN'S train of thought deviates only
apparently from it. He ostensibly purports to consider the adages (oberste Grundsätze as he calls them) as the major of a syllogism, from which the
international legal obligations will follow naturally. His repeated use of
the words logische Schlussfolgerung
justifies this presumption and at a later stage it appears that he
does use them in such a manner. It goes without saying that for a normal
syllogism one oberster Grundsatz is
insufficient, (193) and
therefore, the reader of CATHREIN'S essay is left on the brink of
expectation: when at last will the minor
appear? Finally, on page 61, it emerges, but without further
introduction, as if it were implied by what went before and as such is
nothing new. 'Jeder Mensch hat eine Summe von Rechten zum Beispiel das
Recht auf sein Leben, seine Freiheit, seine Ehre und so weiter und zwar
besitzt er diese Rechte ... auf Grund des natürlichen Sittengesetzes oder
des Naturrechtes'. These last few words are just an attempt to throw dust
in our eyes, for 'natural law' had hitherto consisted of the
above-mentioned adages and in these, life, freedom etc. are not
mentioned. (194) That
which the law of nature would further consist of had to be deduced from
these two adages (cf., the quotations on
page 39). Here we can see most clearly where the real trouble lies: the
minor shall be: man has a right to life,
honour, freedom etc. and the conclusion readily follows: therefore, these
rights must be respected. (195)
However, this minor intermingles with the major in exactly the same way as
in the alleged definition of 'suum' and 'iniuria' . It is the minor in its utmost arbitrariness which gives
the major its scope and meaning. The
relative arbitrariness of the series of rights is already conspicuous in
the words zum Beispiel and und so weiter. They imply that man has still
other 'legal rights', What are they? An exhaustive answer to this question
would presuppose the criterion of 'legal right' and this in turn would
presuppose the answer to the question: what is the content of natural law?
. . . but this answer was to be provided by the conclusion! This proves
the arbitrariness of the minor, and that
CATHREIN'S conclusion need not follow from it at all. Consequently, the
law of nature is proven to depend entirely on subjective opinion and
empirical findings and thus, to be the opposite of what it has been passed
off as. It is indeed surprising that an author like VIKTOR CATHREIN S.J.,
so much at home in the discursive methods of scholasticism, would commit
logical errors of such magnitude.
However, if we
stop to think about the significance of this failed syllogism we observe
that the entire problem of the re1ationship between positive law and the
concept of law or justice is implied in it. By way of a syllogism,
CATHREIN introduces the moments of positive law.
(196) The major, reduced to
its essential meaning, is the form of the reine
Sollen, the pure norm, abstracted from any determinant or content.
The minor is the determinative, the 'element
of Being' or the content. The ratio of major
and minor is that of form and content,
or necessity and contingency. The conclusion unites these two factors, and
as such is the concrete, determinate, actual norm which is not entirely
absorbed by either of the two moments, i.e. the norm in which both major and minor
are presupposed. Thus, the concrete norm must have a contingent
aspect, viz., in as far as it is determinate,
i.e., finite. On the other hand, as a norm
it is also independent of human arbitrariness and natural
contingency. As its validity is never based on nature or the human will,
its determinative always depends on these two factors (which join together
as one: nature is merely considered as a factor which conditions the
will). The fact that these two aspects of the actual or concrete norm are
inseparable, although they can be clearly distinguished, is overlooked by
those who, using logical necessity, seek to construe a system of concrete
legal rules as 'natural law'. Sooner or later, they will feel compelled to
covertly introduce the moment of determination, finiteness or contingency
in order to lend at least some verisimilitude to their 'close argument'.
Thus, with regard to natural law, we have already shown that every theory
proffering an invariable law of nature consisting of concrete, fixed legal
rules, is based on a logical error, and must therefore prove untenable, a
conclusion which is not altogether void of significance.
12. This means
that we are now able to discuss the second basic form in which natural law
manifests itself, namely the concept or rather the conception of 'ideal
law', visualized sometimes as a different kind of law, placed outside
positive law but yet related to it and sometimes as a number of general
principles creating the basis of positive law.
The most thorough expounder of this conception and a
very convincing advocate of it was LORIMER. 'Positive law is in all its
branches merely declaratory', (197) this is
the quintessence of his philosophy. The only difference between positive
law of whatever kind, whether civil law, penal law, or international law,
and the law of nature is that the former is laid down in fixed rules and
that it is known as such. Thus, all branches of law are natural law,
though in a determinate form. It may be that the rule is known through
custom, in which case it is the result of a subconscious process. (198) However, in the case of
international law, yet other sources of positive law must be taken into
account: treaties, and, in general, acts of governments can imply the
creation of a legal rule, so that their effect is not limited to the
parties directly involved. (199) The
same role can be played by private persons, be it in an association
(Institut de Droit International, International Law Association, etc.) or
individually (authoritative writers).
(200) These are the various ways by which law which already
'existed' as natural law, but was yet unknown, can be determined, i.e.,
fixed. The question is whether the law of nature in this form will prove
to be a tenable conception. In a certain way it stands vis-a-vis positive
law, in as much as the latter is known only as a set of fixed rules,
whereas on the other hand they are closely interrelated in as much as
positive law will always be natural law in
its determinate and known form. This interrelationship renders it
impermissible to conceive natural law and positive law as separate
entities. Natural law should rather be conceived as one aspect of positive
law, i.e., as the aspect of justice or, to use a more 'Germanic' word, of
righteousness, which has been abstracted from concrete, determinate or
positive law in order to justify its 'existence' vis-a-vis and apart from
positive law. LORIMER'S conception of natural law boils down to a system
of not yet actualized, i.e., not yet positive legal norms, which need only
be determined to become actual. The only possible answer to the question
of what these as yet undetermined norms intrinsically are, is that per se they are nothing, for their only
characteristic is that they can be converted into positive law. To ask
'what they are per se' is to ask how they
are determined vis-a-vis positive law, in other words ... before they are
determined! The question is, therefore, totally meaningless and we can
only conceive the norms of natural law as the determinants incident to any determination.
Hence, the norms of natural law are abstractions or, to put it more
correctly: they are one abstraction, conceived as many.
(201)
Thus, a true
understanding of LORIMER'S conception leads to the same conclusion as the
analysis of CATHREIN'S failed syllogism: in the actual positive law we
perceive a necessary, non-volitional aspect, i.e., the basis of its
validity, hitherto indeterminate though determinable, as well as a
contingent aspect, i.e., its determination or content.
(202) Natural law in this form then proves to be a more or less
lucid conception of the former aspect and as such it is not out of place.
However, the omission of the latter aspect implies the danger of its
misapprehension, so that it seems preferable to abandon this conception
and to deal exclusively with the concept of 'ideal law'. The fact that
this danger is real can be seen from JOSEPH KOHLER'S interpretation; the
latter unjustly considers himself a neo-hegelian and has a very vague
conception of his Kulturrecht or modernes Naturrecht. It is not even clear
whether he wants to conceive this Kulturrecht
as actually positive law or as 'ideal law', let alone whether he
understands this 'ideal law' to be a moment of justice and thus abstains
from giving it actuality per se. (203)
Finally, when
summarizing what natural law after HEGEL has contributed to the theory, we
find that this was untenable because of logical construction errors, and,
in its second major form, i.e., as a conception,
it contained a truth to be developed from it by thought. However,
this would have to lead to a rejection of the conception itself. In that
sense it nevertheless retains its (relative) value.
In conclusion, our review of the various theories of
natural law positively produced the following: (1) (CATHREIN c.s.) that
determinate, valid norms could never be
natural law, as their determinative is always interrelated with finiteness
or variability, and therefore, incompatible with the characteristic of
necessity of natural law, (2) (LORIMER) that the conception of norms of
natural law as indeterminate, not yet valid
rules leads to an understanding of the latter as the aspect of
validity of positive law, which can be distinguished from it but may not
be separated from it.
When we
subsequently consider that the idea of a law of nature as a determinate though non-valid norm is per
se a contradiction (for a non-valid norm is not a norm) and we must
thus abandon the conception of natural law as a system of ready-made norms
which in the end may not be called norms, it follows that in jurisprudence
there is no room left for the law of nature.
13. In order to
escape the consequences of HEGEL'S alleged denial of the law of nations,
yet another cure has been recommended. The idea that law, and therefore,
also international law, would find its validity in the human legal
consciousness.
With regard to
supranational law, to which we must of course limit ourselves, BLUNTSCHLI
already pointed out the significance of the human legal consciousness.
However, this was no novelty, as the medieval authors and, as we saw
earlier, HUIG DE GROOT based the jus gentium
on this universal legal consciousness, but as we have tried to prove,
after HUIG DE GROOT this 'concept of humanity' was gradually replaced by
the view that jus gentium, the law of
nations and for nations, was only mediately based on the human legal
consciousness, i.e., through the individual states.
BLUNTSCHLI abandons this viewpoint and states: 'Die
Uebereinstimmung der Völker (consensus gentium)
wirkt mehr noch als Ausdruck des gemeinsamen Rechtsbewusstseins der
Menschheit, denn als Willensaeusserung der einzelnen Statent? (204) In the spirit of GROTIUS he argues:
'Wie in den Uebungen der Völker so ist auch in den Aeusserungen
erleuchteter Staatsmänner und in den Werken der Wissenschaft das
Rechtsbewusstsein der civilisirten Menschheit ausgesprochen'. (205) 'Wenn die herkommlichen Uebungen ...
von dem fortschreitenden Rechtsbewusstsein gemissbilligt werden, so sind
dieselben nicht oder nicht mehr verbindlich'.
(206)
WESTLAKE, too,
more or less returns to this Grotian viewpoint. It is true that, speaking
of the 'international society', he states: 'states are its immediate, men
its ultimate members' (207) but for
the validity of international law he still requires the universal
consensus of humanity as a whole and does not attach any significance to
the assent of the states involved: 'It is not necessary to show that the
state in question has assented to the rule . . . It is enough to show that
general consensus of opinion . . . is in favour of the rule'. (208) 'Le consentement général de
l'opinion parmi ses membres est la seule autorité capable d'établir des
règles'. (209)
That which these authors called the basis of
supranational law was defined for the first time in the works of KRABBE as
the basis of all law. On the one hand, this corroborates the doctrine, as
the latter will no longer be an unexplained and inexplicable exception to
that which had remained unchallenged in the municipal law of states,
namely the role of states in the development of law. On the other hand,
its potential foibles could become more conspicuous, as in this definition
the role of the human legal consciousness is emphasized to be the main
point of the theory and no longer a relatively secondary matter.
We immediately obtain a better understanding of the
nature of those hitherto somewhat vague words: 'legal consciousness', when
we read 'that the legal nature of a norm and therefore its validity spring
from the interrelationship between norms and the pristine human legal
consciousness. If the connection between this part of spiritual life and
norms is lost, norms have lost their validity'.
(210) Legal consciousness is called 'the binding force, a
pristine power in the life of man, the fact
of experience, which illuminates the existence and evolution of
law'. (211)
Hence, legal consciousness and norms are
interrelated. Not until we find the answer to the question as to the
nature of this relationship will we be able to fully understand the
function or role of that legal consciousness. However, a general remark
should be made concerning the relationship between those two notions.
Consciousness always implies consciousness of something, legal
consciousness thus concerns law and the validity and significance of
certain norms. Therefore, what is called legal consciousness is the
conscious mind of the individual for whom a certain norm holds true. For
this conscious mind (which may be called legal consciousness, but which by
calling it such will not be separated from other forms of consciousness,
like those of esthetics, religion or morality), i.e., for this individual
consciousness then, a certain norm is valid. This
same individual consciousness (and not
another adjacent one) then wonders how it has come about that such a
binding norm holds true for it. The premise is: 'Why am I aware that this
norm is binding for me and what does the obligation per se imply?' Thus, initially it wonders about
the basis of this obligation and subsequently about the concept of its
validity, the legal concept - and this will prove to be the answer to the
first question.
Therefore, the
conscious mind for which the norm holds true and the conscious mind
questioning the basis and concept of its validity are one and the same. It
was necessary to make this general remark in order to place KRABBE'S
solution in the correct light. KRABBE'S answer to the above question is: a
norm receives its validity from my legal consciousness, which in the light
of our premise means nothing but: I am aware that a norm is binding
because ... I am aware that it is binding, and therefore proves to be a
perfect tautology. In Professor KRABBE'S very words: 'Hence, valid law is
any norm. . . rooted in the human legal consciousness'.
(212) If we replace 'valid' by 'binding upon the conscious mind'
and 'rooted in the legal consciousness' by 'valid for the conscious mind',
the tautology is completed. Professor KRABBE himself did not draw this
conclusion, and this is due to the fact that he did not think in terms of
the unity of the conscious mind, but, perhaps erroneously, separated legal
consciousness (i.e., the conscious mind aware of the binding norm) from
'other' forms of consciousness, specifically from the inquiring mind,
searching for explanations. The latter, which is our own conscious mind
searching for answers, is not initially conscious of itself at all. It
experiences its content, i.e., the norm or obligation as an immediate datum, not as valid per
se for the conscious mind and as such totally wrapped up in it.
Wondering about the cause or ground of this immediate datum, Professor KRABBE reached the conclusion
that legal consciousness is a separate form of consciousness for which
norms hold true, and thus he achieved no more than a conscious mind per se which is aware of norms and which
inquires after their validity. However, in this conception the conscious
mind lies outside himself, i.e., it is not
identical to the pristine inquiring mind,
but another form of consciousness; the latter is an immediate datum, too, for which the pristine inquiring
mind must be a fact. In that respect it
makes no difference if occasionally it would be admitted that the 'fact'
this form of consciousness is aware of is really nothing other than the
conscious mind, when this legal consciousness is referred to as a 'power'
lying outside one's own conscious mind, i.e., a 'part' that can be
separated from it or a 'fact' which holds true for it. This projection of
the conscious mind (as the legal consciousness) outside himself, i.e.,
this treatment of the self as an external factor leads to the view that
something other than a tautology has been uncovered here.
Yet this doctrine, like the tautology of the
positivists (213) and
CATHREIN'S failed syllogism, (214) is not
insignificant, as from this tautology the conclusion is drawn that every
norm has its subjective aspect. Just like the 'actual observance', which
is the criterion of positivism that made us realize that positive law must
also be operative law, and must actually be observed, just like the major in CATHREIN'S syllogism that was nothing
but the abstract, empty form of the Sollen,
the tautology discussed here is significant because it shows us that
norms as such must be known to become actual, positive law - even if the
fact that they are known is not sufficient to obtain that status. At a
later stage we will learn that these three moments - the abstract form of
the Sollen, the recognition of its
existence, and its factual validity - are the three moments of positive
law. (215)
14. Although he
seems to occupy an entirely separate place, DUGUIT'S theory shows great
similarity to both the doctrine of the law of nature and that of the legal
consciousness. Although DUGUIT himself is rather vague about the
naturalist character of his tenets, (216) the
explanation of the latter by DE VISSCHER, especially with regard to
international law, does not leave any doubt. However, we hope to be able
to show that the theory of the Bordelaise professor himself also suffers
from naturalist contaminations.
DUGUIT takes
great pains over his method, which he calls 'une méthode véritablement et
exclusivement réaliste', and he proposes to eliminate 'tout ce qui n'est
pas un fait véritablement constaté", especially 'tout élément d'ordre
métaphysique', In this view, the essence of science lies in that realistic
method. (217) Nevertheless, we suspect beforehand
that he, too, will not stop at the facts and will have to work with
relationships between those facts which are devised rather than observed
and, therefore, will not be able to escape the inconsistency all
empiricists and positivists suffer from. We are not, therefore, surprised
to read on page 12: 'L'homme est un être conscient et sociable. Cela posé
on aperçoit immediatement la nécessité d'une
loi s'imposant à l'homme, vivant en société, et le caractère de cette
loi', Although he explicitly reiterates that the necessary existence of
this law 'résulte de l'observation des faits', even the closest observer
will have to agree with us that this necessity is nowhere to be found,
although it could be imagined on more or
less correct grounds. (218) The
continuous repetition of the same tenet in the subsequent part of his
argument is of no avail: at this point the untenability of this so-called
scientific realistic method is most painfully uncovered.
(219)
DUGUIT rejects
any attempt to conceive law as a 'norm - in the normal sense - i.e., as a
rule to which our will considers itself bound, because it is the
expression of a superior power. He understands quite well that from the
'factual existence' of society the validity of ethical norms cannot be
explained. Consequently, he tries to eliminate all ethics from his
conception of norms and to convert norms into facts. The problem of right and wrong - one
would say, the basis of any law - is consigned to the realm of idle
speculation by using the almost vituperative term métaphysique, (220) and what remains is the fact that the social organism will react to an
infringement of its laws by imposing sanctions. 'Quand je parle d'une
norme s'imposant aux hommes et fondée sur le fait social, j'ai en vue une
règle qui s'impose, à eux en fait, qui ne
modifie d'aucune facon le caractère de leur être, la substance de leur
vouloir ... Les cellules composantes d'un organisme sont soumises à la loi
de cet organisme. De même les individues composant un groupement social
sont soumis à la loi de ce groupement'.
(221) 'En parlant d'obligation, il est entendu ... qu'il s'agit
non pas d'une obligation modifiant la volonté substantielle de l'individu,
mais une obligation simplement sociale, c'est à dire telle que si elle
n'est pas remplie, il se produit un certain déséquilibre dans les éléments
constitutifs du groupement social et par suite une réaction sociale'. (222)
The so-called 'loi sociale', i.e., the fact that acts of a certain nature will be
followed by sanctions, consists of the law of economics, morality (?) and
the rules of law. The extent to which DUGUIT is forced to eliminate all
ethics from his conception of norms is most obvious in his definition of
morality. It is impossible to conceive morality other than as a set of
rules, which are valid for the conscious mind, and which are considered by
the will as binding; but the latter would imply the reintroduction of
'metaphysics'! Thus, there is no alternative ... than to call that
morality, which is not morality at all, viz.,: 'cet ensemble de pratiques, qu'on appelle les moeurs d'une société. Il apparait aussi bien
pour la mode des habits (!) que pour les pratiques d'un ordre plus
élévé'. (223)
The fact that
the reaction of the social organism is given neither automatically (in
terms of economics) nor unorganizedly (in terms of 'morality') but 'la
masse des esprits dans une société considérée, a conscience que la
sanction de cette règle peut être assurée
d'une manière permanente par une réaction sociale, reçevant une
organisation plus ou moins développée',
(224) is indicative of the existence of law. 'Pour nous, dire
d'une norm qu'elle est obligatoire comme norme juridique, cela veut dire
simplement qu'à un moment donné, dans le groupe considéré, si la norme est
violée, la masse des esprits comprend qu'il est juste, suivant l'idée qu'elle se forme de la
justice à ce moment, qu'il est nécessaire pour le maintien de
l'interdépendance sociale, que ce qu'il y a de force consciente incluse
dans le groupe, intervienne pour réprimer cette violation'. (225)
Then follows a
distinction which DUGUIT himself calls a 'distinction capitale', viz., the
distinction between normative and constructive rules. The first definition
of normative rules is rather unwieldy, it seems to apply to any rule of
law: 'la règle de droit normative, ou règle de droit proprement dite, est
la règle qui impose à tout homme vivant en société une certaine abstention
ou une certaine action'. (226) But, by
way of explanation, he goes on to say: 'elle est la condition même de la
vie sociale. Elle est le statut social qui lie nécessairement tous les individus membres du
groupe'. (227)
Thus, constructive rules are those 'qui sont établies pour assurer dans le mesure du possible
le respect et l'application des règles de droit normatives'. (228) Both italicized words point in the
direction of a distinction we have previously observed: that of the jus voluntarium vis-a-vis the jus necessarium. In spite of the sociological
make-up, in this 'modern' distinction the ancient classification is
genuinely maintained. A few rules are valid independent of the human will,
which in DUGUIT'S words means that 'la masse des
esprits' must necessarily want their sanction, i.e., that no
alternative remains, whereas with regard to the constructive rules there
is room for dissenting opinions.
DUGUIT rejects
the observation that at this point he has envisaged natural law, by saying
that the rule he has in mind 'est la règle dérivant des conditions de vie
actuelles, momentanées et changeantes d'une société donnée'. (229)
If this were
true, the 'necessity' of those normative rules would be a meaningless
word: those rules would change with the 'changing circumstances of
everyday life' and nobody would be able to foretell whether the rules
which seem indispensable today might not prove obsolete tomorrow. However,
if we look at the examples quoted by DUGUIT, we see that he does envisage
precisely those rules which as jus necessarium
are beyond the influence of changing circumstances in time, and,
therefore, must be known as rules of natural law. Looking at the Code
Civil, DUGUIT says, apart from family law, three normative rules can be
seen: 'la liberté des conventions, Ie respect de la propriété, et
l'obligation de réparer le préjudice causé à autrui. Toutes les autres
dispositions sont d'ordre technique et constructif".
(230) We are not able to find the influence of the 'conditions
de vie actuelles' and it is hard to avoid the impression that we are
dealing with naturalist principles here.
(231)
However, any
doubts on the subject are eliminated by DE VISSCHER'S elaboration of this
distinction with regard to international law. He calls the normative rules
'les principes qui dominent la formation du droit positif, qui
représentent l'élément inépuisable de vie et de progrès dans l'élaboration
du droit international positif', (232) and he
posits them opposite positive law as the
essential vis-a-vis the accidental, the substantial vis-a-vis the formal,
the eternal vis-a-vis the transitory. (233) In
doing so, DE VISSCHER has merely made clear what DUGUIT hesitated to
accept: that his distinction is one of natural law. The modern terminology
eventually appears to define an ancient idea.
To sum up, we must conclude that no more than a
glance at DUGUIT'S theory is sufficient to see: (1) that its realistic
method is the opposite of 'vraiment scientifique', as it is untenable per se and leads to inconsistencies, (2) that it
leads to the elimination of all ethical aspects from norms and converts
the law into a biological set of rules, (3) that its distinction of
normative and constructive rules ultimately leads to natural law.
From the above it will be abundantly plain that this
is not the way to produce a tenable theory of the law of nations. DUGUIT
specifically fails to release the law of nations from the ban of HEGEL'S
denial. Although he seems to prefer the 'realistic method' to HEGEL'S
speculative one, he leaves the latter - which he seems to know only from
quotations in other writers' works or not at all
(234) - unchallenged. Without further explanation he exchanges
HEGEL'S method for his own, which is conspicuously untenable. It goes
without saying that this is hardly the way to challenge HEGEL'S
doctrine.
(235)
CHAPTER IV
CONCLUSIONS
15. During the
discourse of the previous pages we have mentioned the most important
authors and their theories from GROTIUS until today. We limited our
discussion of their views to a rough outline, since they have often been
discussed elsewhere. We did this because the history of this development,
seen from one fixed angle, enables us to draw certain conclusions. We did
not intend to challenge those views once again, as they have been
challenged repeatedly and successfully before. We also refrained from an
exhaustive discussion of the theories still obtaining today. But, whatever
their value may be, we believe we have shown that on the special point
discussed here, their construction had to prove untenable, whereas on the
other hand, scant justice has been done to HEGEL'S views, for no evidence
was found yet to justify their consignment to the same fate.
We have seen that since GROTIUS, the notion of the
state has gradually gained importance and has become more prominent and
that the law of nations, which in GROTIUS'S works is still practically
unrelated to this notion, is subjected to its influence more and more. The
development of the theory of supranational law from GROTIUS to HEGEL is a
continuous self-criticism, a logical and necessary process. As the theory
develops (and the European nations are organized as states) the notion of
the state thrives to maturity. With regard to HEGEL, only one question
remains, whether his strong affirmation contains a surplus, whether it
does not overlook boundaries and limitations, the denial of which would be
made quite comprehensible by the events and the spirit of his time.
This is what the theory of the law of nations should
have taken as its starting-point, this is where its task for the coming
age lies. Instead of accepting HEGEL'S heritage and following it up,
people have misunderstood him or sought to forget him. We have seen that
the few attempts to review his doctrine critically could only be valued as
attempts, and that one single term 'allgemeiner Wille' almost universally
lifted from its context and converted into the abstract 'will of states',
has supplied the material for a series of contradictory constructions.
Finally, we have observed a relapse back to natural law as a reaction to
this and the birth of two new theories of law. However, these were of no
use to us either or proved untenable when developed to the full.
This being the state of affairs, we are not at all
surprised that an important movement has appeared which, being uncertain
about an eventual solution to the problem at issue, fails to keep looking
for answers and decides to presuppose them by way of a confirmative or
negative hypothesis. The 'reine Rechtslehre'
(236) designed by KELSEN is nothing but the methodical
development of this sceptical reaction. KELSEN wants only to co-ordinate
the empirical legal material and he shows that this can be done by taking
either the primacy of municipal law or the sovereignty of the law of
nations as a starting-point. Which of these viewpoints is adopted is a
matter of personal inclination, but in either case it has only
hypothetical value. Once the choice is made, KELSEN'S 'reine Rechtslehre'
leads the way to a juridically pure ordering of the available material,
although this cannot be done other than by (purposively and deliberately)
turning a blind eye to anything that cannot be conceived as a norm itself.
The fact that not until it is bereft of all non-normative characteristics
- especially of its 'authority' - can the state assume a place in KELSEN'S
system, is but one example of this.
The strictly
maintained hypothetical nature of the pure doctrine of law cannot satisfy
everybody and, therefore, some (e.g., VERDROSS) have sought to avoid it by
proving the irrefutable existence of the 'Primat der
Völkerrechtsverfassung'. (237)
However, the justification of the choice between the two 'hypothetical
norms of origin' lies beyond the field of pure jurisprudence and therefore
KELSEN explicitly rejects it. The question is, however, whether this in
itself unsupported scepticism has a cause and whether HEGEL'S doctrine of
supranational law in particular and perhaps, consequently, one of the two
hypotheses should be accepted. The fact that the answer to this question
does not lie within what is called pure jurisprudence will not discourage
us, for we are not forced to restrict our thoughts a priori to this field.
Although pure jurisprudence may be a tool to put the available material
into juristic shape, it cannot prescribe the scope of the material itself.
Hence, we again find ourselves confronted with the task of examining
HEGEL'S train of thought and of finding out whether this conclusion is
really what it appears to be.
(To
be continued with the remaining chapters:
V.
Hegel's concept of law and state
VI. Hegel's
theory of the law of nations and the modern organisation of states
VII. The doctrine of the world state, Kelsen's
doctrine of pure law
VIII. Art. 38 of the Statute
of the Permanent Court of International Justice.)
Endnotes:
1. Professor
VERZIJL in: 'Rechtsgeleerd Magazijn', 1926, page 120 et seq.
2. The
author even speaks of 'Vaihinger's inexorable(?) "Als-ob"; a way of
thinking which by its mere superficiality makes it look like philosophy' (J. HESSING).
3. 'De Jure
belli ac pacis', ed. MOLHUYSEN, Leiden, 1919, I, 1, para. 10, 1, page 25.
4. Op.cit.
I, 1, para. 10, 5, page 26.
5. Op.cit.
I, 1, para. 14, 1, page 30.
6. Ibid.
7. Op.cit.
Proleg. 40, page 15.
8. Op.cit.
I, 1, para. 14, 2, page 30.
9. Op.cit.
II, 18, para. 4, 2, page 337.
10. Op.cit.
I, 3, para. 16, 1, page 90.
11. Op.cit.
II, 18, para. 4, 2, page 337.
12. Op.cit.
Proleg. 40, page 15.
13.
Otherwise: KOSTERS, 'Les fondements du droit des gens', Lugd. Batav.,
1925, page 46.
14. S.
PUFENDORFF, 'De Jure Naturae ac Gentium Libri VIII', Londini Scanorum,
1672, II, 3, para. 7. J.J. BURLAMAQUI, 'Principes du droit de la Nature et
des Gens', Yverdon 1768, Tome VI, Cap. I, paras. 4-10. Cfr., REEVES in
'Recueil des Cours' etc., etc., 1924, II, page 33 and KOSTERS, op. cit.
pages 76 and 182. However, KOSTERS does not consider BURLAMAQUI an
exponent of the PUFENDORFF school.
15. ULR.
HUBER, 'De Jure civitatis libri III', Franequerae, 1684, I, 4, 4, page 25.
16. Op.cit.
I, 4, 25, page 28.
17. Op.cit.
I, 42, 3, page 333.
18.
'Synopsis juris gentium' (1680). Ed. Carnegie Institute of Washington,
1916.
Cf., KOSTERS, op.cit. page 80.
19. Op.cit.
Cap. I, page 2.
20. Ibidem,
page 4. Cf., page 2: 'usus ... est index
voluntatis gentium'
21. Ibidem,
page 6.
22. Ibidem,
page 7.
23. First
in VITORIA: 'Quod naturalis ratio inter omnes
gentes constituit vocatur jus gentium'. D'AGUESSEAU, 'Oeuvres' II,
337 (ed. 1773): 'Droit entre les nations'. J. BENTHAM, 'Principles of
Morals and Legislation (1789)': 'International Law'.
24. J.
REEVES in 'Recueil des cours' etc. 1924, II, page 32.
25. R.
ZOUCHE, 'Iuris et iudicii fecialis sive iuris inter gentes et quaestionum
de eorum explicatio' (1650). Ed. CARNEGIE Institute of Washington, 1911,
page 1.
26. Op.cit.
page 2.
27. Cf.,
KOSTERS, op.cit. pages 54 and 71.
28. EMÉRIC
DE VATTEL, 'Le droit des gens ou les principes de la loi naturelle
appliquée à la conduite et aux affaires des Nations et des souverains'
(1758). Ed. Carnegie Institute of Washington, 1916: Préface, pp. V, XIV.
Préliminaires para. 6 (page 3), para 7 (page 4). Contra: HOBBES, 'De
Cive', I, 14, para 4 ed. 1642. Paris, page 158.
29. Op.cit.
Préface page XVII. See also pages VIII, IX and XIX, Préliminaires
paras 9, 14, 15, 16, 20, etc. (pages 5, 8, 9, 11,
etc.).
30. Ibidem.
31. Ibidem
(italics by TELDERS).
32. Op.cit.
para. 9, page 5.
33. Op.cit.
para. 16, page 9.
34. Op.cit.
para. 20, page 11.
35. Cf.,
also op.cit, para. 14, page 8.
36. S.
RACHEL, 'Dissertatio altera de jure gentium' (1676). Ed. Carnegie
Institute or Washington, 1916. Cf., c. ROHLAND in NIEMEYER'S 'Zeitschrift
fur Internat. Recht', 1925: 'So RACHEL, Der Bahnbrecher des
völkerrechtlichen Positivismus', and KOSTERS, op.cit. page 86.
37. Op.cit.
Cap. II.
38. Op.cit.
Cap. XVI, page 251.
39. Op.cit,
Cap. XXV, page 259.
40. Op.cit,
Cap. XXIII, page 256. ROHLAND calls this distinction 'klar und
begrifflich' (Ioc.cit. page 49). The distinction between 'several or
perhaps most' and 'few or perhaps only two' seems mere casuistry and
anything but 'klar und begrifflich' to us!
41. Ibidem.
42. ROHLAND
and KOSTERS do not refer to the matter.
43.
'Quaestiones juris publici', Lugd. Batav., 1737, Lib. II, Cap. V,
(page 220), cf., Lib. I, Cap. II (page 40), Cap. X (page 77), Cap. XI
(page 84), Cap. XII (page 95), Cap. XVII (page 121), Liber II, Cap. X
(page 231) etc. 'De foro legatorum', Lugd. Batav. 1721, pages 57, 178,
etc.
44.
'Quaest.' Lib. I, Cap. X (page 76).
45.
'Quaest. Lib. II, Cap. VII (page 233).
46. Ibidem
Lib. I, Cap. XII (page 95). Cf., Cap. II (pages 10 and 41): 'Ratio juris
gentium est anima; aequitas juris gentium magistra',
47. Cf.,
KOSTERS, op.cit. page 88 et seq.
48.
'Quaest' Lib. I. Cap. II (page 9).
49. 'De
foro legatorum', page 159.
50. Ibidem,
page 198.
51.
'Quaest: Lib. I, Cap. XII (page 98).
52. J.J.
MOSER. 'Grundsätze des jetzt üblichen Europäischen Völckerrechts in
Friedenszeiten', Hanau 1750, 'Vorrede' (n/n), page
3.
53. Ibidem,
page 3.
54. Ibidem,
page 5.
55. Op.cit.
para. 6, page 2.
56. Op.cit.
para. 7, page 2, para. 10, page 3.
57. Op.cit.
para. 12, page 3.
58. Op.cit.
para. 16, page 4.
59. Op.cit.
para. 17, page 4.
60. FG. DE
MARTENS, 'Precis du droit des gens moderne de I'Europe' (1789), 2nd
édition, Göttingen, para 7, page 9.
61. Op.cit.
para. 9, page 13.
62. Op.cit.
para. 6, page 8.
63. Op.cit.
para. 7, page 10.
64. Op.cit.
para. 8, page 12.
65. J .
BODIN, 'Les six livres de la République', Paris, 1577, Éd. Latine 1591.
VOET'S theory of the 'comitas gentium' in civil international law is based
on the same notion: 'de Statutis eorumque concursu', Amsterdam, 1661, pp.
57, 143 etc.
66. C. VAN
VOLLENHOVEN, 'De drie treden van het volkenrecht', Den Haag, 1919.
67. Cf.,
CHEVALLEY, 'Essai sur le droit des gens napoléonien', Paris, 1911.
GERARD DE RAYNEVAL, 'Institutions du droit de la
nature et des gens', Paris, 1803.
68. KANT,
'Metaphysik der Sitten', para. 57, 2e Auflage von K. VORLÄNDER, Leip-
zig, 1907, page 177.
69. Op.cit.
para. 58, page 178.
70. Op.cit.
para. 61, page 181
71. Op.cit.
para. 54, page 173; para. 61, page 180.
72. Ibidem.
Cf., 'Zum ewigen Frieden' ('Werke' 1916, Part VI).
73. 73.
SCHMALZ, 'Das Europäische Völkerrecht', Berlin, 1817, page 3. et seq. K.S.
ZACHARlAE, 'Vierzig Bücher vom Staate, Stuttgart
1820-1832, I, 106 et seq., 211 et seq. K.H.L. POELITZ, 'Die
Staatswissenschaften', 1823, I, page 114 et seq.
74. Op.cit.
page 42.
75. Op.cit.
page 46.
76. Op.cit.
page 45.
77. Op.cit.
page 44
78. Op.cit.
pages 9-10.
79. The
function of proof of the 'usus' we have
already found in TEXTOR'S words.
But does not the relationship between 'ratio' and
'usus' in BYNKERSHOEK mean the same as the relationship between
'Rechtsidee' and 'Gewohnheit' in SCHMALZ? And does this not remind us of
STAMMLER'S 'Rechtsidee' on the one hand and the legal consciousness in
KRABBE and his supporters on the other? See also page 56 et seq.
80. Op.cit,
pages 10, 46.
81. J.L.
KLÜBER, 'Droit des gens moderne de l'Europe', Stuttgart, 1819.
82. Op.cit.
para. 21, page 40.
83. Op.cit.
para. 39.
84. We will
thoroughly investigate the true meaning of these statements later. The
result will prove less absolute than it appears now.
85. 'Der
eigenen immanenten Entwickelung der Sache selbst zuzusehen', 'Philosophie
des Rechts', edition BOLLAND, Leiden, 1902, para. 2, page 2. Here,
'zusehen' means: to let the idea develop itself. Hence, any perception or
observation of the senses is out of the question.
86. Cf.,
'Womit muss der Anfang der Wissenschaft gemacht werden?' - 'Logik' I, page
51 et seq. (ed. LASSON).
87. Cf.,
'Logik', page 63: 'Dies Einfache, das sonst keine weitere Bedeutung hat,
dies Leere, ist also schlechthin der Anfang
der Philosophie'.
88. Cf.,
'Philosophie des Rechts' para. 2, 'Zusatz', page 2.
89. Cf.,
op.cit. para. 2, page 2.
90. Op.cit.
para. 331, page 322.
91. Op.cit.
para. 258, 'Zusatz', page 236.
92. Op.cit.
para. 331, page 322.
93. Op.cit.
para. 333, page 323.
94. Ibidem.
95. Op.cit.
para. 336, page 324.
96. Op.cit. para.
333, page 323, para. 339 'Zusatz' page 326.
97. 'Die
Weltgeschichte ist das Weltgericht' (SCHILLER).
98. Op.cit.
para. 334, page 324.
99. Cf.,
para. 258 'Zusatz', para. 330 'Zusatz'.
100. See
page 18.
101.
Strictly speaking the positivists do not recognize any law at all, but
only customary conduct, not customary law but custom, of which the
adherence to treaties would be an example.
102.
Op.cit. Berlin, 1871, 'Vorrede', page VII.
103. E.g.,
pages 6, 8.
104. PH.
ZORN, 'Die Deutsche Staatsverträge' in: 'Zeitschrift für die gesammte
Staatswissenschaft', 36. Band, 1880, page Ionwards. See also: 'Das
Staatsrecht des Deutschen Reiches' I1, para. 35, 2nd edition, Berlin,
1897, page 411.
105.
Op.cit. page 6.
106.
Op.cit. page 20.
107.
Op.cit. page 8.
108.
Op.cit. page 9.
109.
Op.cit. page 10.
110.
Op.cit. page 36.
111. E.
KAUFMANN, 'Das Wesen des Völkerrechts und die Clausuia Rebus Sic
Stantibus', Tübingen, 1911, page 135.
112.
'Koordinationsrecht' is no law at all
and this is clearly shown as KELSEN develops his argument. See also
KEL8EN, 'Das problem der Souveränität und die Theorie des Völkerrechts,
Tübingen, 1920, page 198 et seq., note 3.
113.
Op.cit. page 128.
114.
Op.cit. page 160.
115.
Op.cit. page 179. Cf., HEGEL'S 'Rechtsphilosophie', para. 336, (page
325).
116.
Op.cit. page 182.
117.
Op.cit. page 151.
118.
Op.cit. page 153.
119.
Ibidem. Cf., HEGEL'S 'Rechtsphilosophie' paras. 342, 345 et seq.
120. J.
BENTHAM, 'A general view of a complete code of laws', Works (Ed. BOWRING)
lIl, 162. 'Principles of International Law', Works, II, 537. J. AUSTIN,
'Lectures on Jurisprudence', 5th edition, London, 1885, page 182 et seq.,
575 et seq.
121.
SUMNER MAINE sharply called AUSTIN'S theory, 'Very interesting but
quite innocuous'.
122.
PÜTTER, 'Beiträge zur Völkerrechtsgeschichte und Wissenschaft',
Leipzig, 1843.
123.
HEGEL, 'Philosophie des Rechts', para. 330 'Zusatz' 'An-sich' =
implicit, not actual.
124.
Op.cit. page 14.
125.
Op.cit. page 18.
126.
Op.cit. page 19.
127.
FALLATI, 'Die Genesis der Völkergesellschaft' in: 'Zeitschrift für die
gesammte
Staatswissenschaft', 1844, pages 160 et seq., 260 et
seq., 558 et seq.
128.
Frankfurt, 1845.
129.
Op.cit. Kap. I, para. 2.
130.
Op.cit. Kap. I, para. 4.
131.
132. See
page 44 et seq.
133.
Op.cit. 11. Teil, Kap. VI, para. 2.
134.
Op.cit. 11. Teil, Kap. VI, para. 3.
135.
Op.cit. III. Teil, para. 2.
136.
Op.cit. III. Teil, para. 6.
137.
HEGEL, 'Wenn ... der Staat mit der Nation in Eins zusammenfällt, so
ist dies ein grosses Glück', 'Werke', XVIII: 48.
138.
MANCINI, 'Diritto Internazionale', Naples, 1873, page 38. HEGEL, 'Der
Staat (das Volk als Staat) ist die Verwirklichung der Freiheit'.
139.
Op.cit. page 44.
140. Of
which HEGEL is unjustly alleged to be the author, among others by VER-
DROSS, op.cit. page 5.
141.
Op.cit. page 25.
142.
Op.cit. page 72.
143. 'Wer
den Völkerrechtsjuristen von heute einen bedächtigen Positivismus
empfiehlt, der hat die Aufgaben nicht begriffen, die gerade unsere Zeit
der Völkerrechtswissenschaft setzt', w. SCHÜCKING in 1912.
144.
WALKER, 'A history of the law of nations', Cambridge, 1899, page 21.
145. See
page 31. Cf., also KELSEN, op.cit. page 90.
146.
CALVO, 'Le droit international théorique et pratique', Paris, 1880,
page 130.
147.
BULMERINQ, 'Praxis, Theorie und Codifiation des Völkerrechts' Leipzig,
1874, page 82. LAWRENCE, 'The Principles of international law', 4th
edition, page 13.
148.
WALKER, op.cit. page 21.
149. Their
'solution' does not vary much from the interpretation of those who find
the basis of any law of nations in agreements and who never wonder whether
this should be considered a reality or a fiction: FUNCK BRENTANO and
SOREL, 'Précis du droit des gens', Paris, 1877, page 3. Cf., the handbooks
by KENT, HALLECK, HALL, TAYLOR and others. Even KOSTERS writes (op.cit.
page 259) that he "n'admet comme droit des gens que les seules règles, au
sujet desquelles il existe réellement un
consentement - jût-il présumé - entre les
états'.
150. Cf.,
infra pages 47 and 63 et seq.
151.
'Kritik findet sich bei SOMLO und den anderen, KELSENS und SANDERS
Arbeiten sind buchstäblich zu drei vierteln Kritiken und Polemiken', KUNZ:
'Völkerrechtswissenschaft und reine Rechtslehre', Vienna, 1923, page 15.
152.
BERGBOHM, 'Staatsverträge und Gesetze als QueUen des Völkerrechts',
Dorpat, 1877, page 19.
153.
Op.cit, page 89.
154.
JELLINEK, 'Die rechtliche Natur der Staatsverträge', Vienna, 1880,
page 18.
Cf., 'Allgemeine Staatslehre', 3rd edition, Berlin,
1919, pages 375 et seq. and 479.
155.
Op.cit, page 27.
156.
Op.cit. page 40.
157. Just
before TRIEPEL'S book was published, KAUFMANN in his work had mentioned
this: 'Die Rechtskraft des internationalen Rechts', Stuttgart 1899, page
77.
158. H.
TRIEPEL, 'Völkerrecht und Landesrecht', Leipzig, 1899, page 32. He calls
JELLlNEK'S theory a 'logische Unding', page 77.
159.
Op.cit. page 82.
160. Cf.,
KELSEN op.cit. page 138.
161.
Supporters of TRIEPEL are among others: HEILBORN, 'Grundbegriffe des
Völkerrechts', 1912, supporters of JELLINEK are among others VON LISZT,
'Das Völkerrecht' and E. MAYER, 'Die juristische Natur des Völkerrechts',
Munich, 1918.
162.
Theories of natural law, in whatever form, are those of: WHEATON
(1836), MANNING (1839), HEFFTER (1844), PHILLIMORE (1836), RENAULT (1879),
PRADIER-FODÉRÉ (1885), PASQUALE FIORE (1885), TRAVERS TWISS (1887),
LORIMER (1893), HILL (1912), KOHLER (1918), CATHREIN (1918), MAUSBACH
(1918), LORD PHILLIMORB (1923), LE FUR (1925) etc. etc. Cf., KOSTERS
op.cit. page 157 et seq.
163. Cf.,
among other theories the scholastic doctrine in STAHL, 'Geschichte der
Rechtsphilosophie', 5th edition, 1878, page 56 et seq. and the
interpretations of the Reformers in M. BOEGNER, 'L'influence de la Réforme
sur le développement du droit international', in 'Recueil des Cours' etc.,
1925, I, pages 267 and 270.
164. W.
OKE MANNING, 'Commentaries on the law of nations', 1839, page 58.
165. Cf.,
Romans 11: 15 ... the work of the law written in their hearts, their
conscience also bearing witness . . .
166. Sir
R. PHILLIMORE, 'Commentaries upon International Law', 3rd edition, London,
1879, page 15.
167.
MANNING takes a peculiar turn when he claims that the only thing God
can want for humanity is happiness, so that 'the principle of utility is
identical with the law of nature'. Yet he emphatically states that he is
not an admirer of Bentham's theorie (op.cit, pages 58-59).
168. H.
WHEATON, 'Elements of International Law', 1836, Ch. I, para. 11, page 46
(italics by me).
169.
PASQUALE FIORE, 'Nouveau Droit International public', 2nd edition,
Paris, 1885, page 153. Cf., DESPAGNET, 'Cours de droit international
public', 2nd edition, Paris, 1899, page 37 et seq.
170.
Op.cit, page 156.
171. L.
RENAULT, 'Introduction à l'étude du droit international', Paris, 1879,
page 13.
172.
PRADIER-FODÉRÉ, 'Traité du droit international public européen et
américain', Vol. I, Paris, 1885, page 72.
173. G.
SCELLE, 'Le Pacte des nations et sa liaison avec Ie Traité de Paix',
Paris, 1919, page 37.
174. Lord
PHILLIMORE, 'Droits et devoirs fondamentaux des Etats', Recueil des Cours'
etc. 1923, page 29
175. 'Du
fait seul on ne peut faire sortir le droit', LE FUR in R.D. I, 1925, page
63. 'Par elle-même et à elle seule une situation de fait n'engendre jamais
une relation juridique', CH. DE VISSCHER, 'Recueil des Cours' etc., 1925,
I, page 342. 'Un simple fait matériel ne peut pas produire un effet dans
le domaine du droit', DUGUIT, loc. cito I, page 158. 'Es führt also keine
logische Brücke von demjenigen was ist zu demjenigen was sein solI',
HEYMANS, Einführung in die Ethik, 1914, page 10, etc. etc.
176. Page
192.
177.
Ibidem.
178. A.
PILLET, 'Recherches sur les droits fondamentaux des Etats' in: 'Revue
générale de droit intern. public', 1898, para 1, No. 1.
179.
RENAULT op.cit. page 13: 'Ce droit (naturel) est nécessairement
restreint, parce qu'il a surtout un caractère négatif'.
180.
Op.cit. para. 2, No. 6.
181.
Op.cit. para. 2, No. 7.
182.
Except SCELLE.
183. L. LE
FUR, 'La philosophie du droit international', in 'Revue générale de droit
international public', 1922. Offprint, page 9. Cf., 'Jus naturae ac
gentiurn', 'Umfrage' in NIEMEYER'S 'Zeitschrift für internationales
Recht', 1925, page 125 et seq
184. Qui
s'impose aux Etats'.
185.
'Revue de droit international et de législation comparée', 1925, page
70 et seq.
186. V.
CATHREIN, 'Die Grundlage des Völkerrechts', Freiburg, 1918. The same ideas
in J. MAUSBACH, 'Naturrecht und Völkerrecht', Freiburg, 1918.
187.
Op.cit. page 45. Cf., MAUSBACH, page 22.
188. Cf.,
MAUSBACH, op.cit. page 52 et seq.
189.
Op.cit. page 48.
190.
Op.cit. page 61.
191.
Op.cit. page 62.
192.
LEVY-ULLMANN, 'La définition du droit', Paris, 1917, page 17 et seq.
193. One,
for both 'Grundsätze' are one and the same positive and negative 'Satz',
so that a conclusion can be drawn from neither of them.
194. Cf.,
MAUSBACH, op.cit. page 27, where somewhat covertly the same line of
argument is followed and the minor is found in: 'den Sinn und Zweck aller
Wesen und Einrichtungen'.
195. For
the maior 'nemini iniuria facienda' the same holds true, mutatis mutandis.
196. In
itse1f there is nothing against this: cf., the Stoic and HEGEL'S
'Alles ist ein Schluss', VI: para. 181.
197. J.
LORIMER, 'The institutes of the law of nations', Edinburgh-London, 1883,
I, page 14.
198.
'Customs as unconscious interpreters of the law of nature', op.cit. I,
page 27. Cf., HEGEL, Philosophie des Rechts, para. 211.
199.
Op.cit. pages 39-43.
200.
Op.cit. I, page 54. Cf., Article 38 of the Statute of the Permanent
Court of International Justice.
201.
Whereas their only determinative is 'determinability' they are not yet
many, as this would suppose a variety of determinatives.
202. Cf.,
LE FUR in 'Jus naturae ac gentium' Loc.cit., page 115: 'Car immuable dans
son élément premier - qui n'est autre chose qu'un principe moral(?),
l'idée de la justice, l'âme du droit - le droit est très variable au
contrair dans son application'.
203. J.
KOHLER, 'Grundlagen des Völkerrechts', Stuttgart, 1918, page 3: 'Die
Ordnung muss so gestaltet sein, dass sie den Anforderungen der Kultur
entspricht; ein diesen Anforderungen entsprechendes Recht ist eben das
Kulturrecht'.
204.
BLUNTSCHLI, 'Das moderne Völkerrecht der civilisirten Staten als
Rechtsbuch dargestellt', Nordlingen 1868, I, para. 13.
205.
Op.cit. I, para. 16.
206.
Op.cit. I, para. 15.
207. J.
WESTLAKE, 'Collected papers', ed. L. OPPENHEIM, Cambridge, 1914, page 78.
208.
Ibidem.
209.
'Principes du droit international', ed. NYS, Brussels-Paris, 1895,
pages 83-84.
210. 'Het
Rechtsgezag', The Hague, 1917, page 12.
211.
Op.cit. pages 14-15.
212.
Op.cit, page 2.
213. Vide supra page 30.
214. Vide supra page 40.
215. Vide infra page 63 et seq.
216. He
even rejects the view that his doctrine would be related to natural law
(but cf., page 228).
217. L.
DUGUIT, 'Traité de droit constitutionel', Vol. 1, Paris, 1921, pages 3-11.
218. 'The
necessity does not exist, it is not there. it can neither be controlled
nor observed, nor can it be indicated or shown: BOLLAND, 'Spreuken'
(1911): 90. (Necessity can only be conceived!).
219. If
DUGUIT had been consistent he would have arrived at the doctrine of
positivism. The only thing that can be observed is that states repeatedly
act in the same way. The so-called realistic science of the law of nations
would then have to be confined to a description of those acts, and this is
exactly what MOSER and DE MARTENS, and later WALKER, CALVO, BULMERINQ et
al. have indicated to be its task.
220. The
so-called realistic method itself is based on a 'métaphysique' but on one
of the worst kind!
221.
Op.cit. I page 18.
222.
Op.cit. I page 20.
223.
Op.cit. I page 28.
224.
Op.cit. I page 41.
225.
Op.cit. I page 65. It will not escape the reader's attention that with
the two words I have written in italics (peut
(may) and juste) ethics or
'métaphysique' are reintroduced! For their meaning cannot be anything
other than that the rule must be known as just,
or there can be no question of law.
226.
Op.cit. I, page 37.
227.
Op.cit. I page 38.
228.
Ibidem.
229.
Op.cit, II, page 71.
230.
Op.cit. I, page 40.
231. Cf.,
KELSEN, 'Allgemeine Staatslehre', page 16: 'Kritische Untersuchungen der
modernen soziologischen Systemen haben gezeigt, dass sie alle . . . doch
wiederum nur Ethik, Theologie oder Naturrecht betreiben' ..
232. CH.
DE VISSCHER, 'La Codification du droit international', 'Recueil des Cours'
etc., 1925, I, page 342.
233.
Op.cit. page 345.
234. Cf.,
J.J. ROUSSEAU, KANT, and HEGEL' in: 'Revue de droit public', 1918.
235. Cf.,
page 22.
236. 'Das
Problem der Souveranität' etc., Tübingen 1920. 'Allgemeine Staatslehre',
Berlin, 1925.
237.
VERDROSS, 'Die Einheit des rechtlichen Weltbildes', Tübingen, 1923,
page 134.